Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/10/17?limit=200&registers=between&mode=atom 2025-01-03T09:04:00-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2018/10/17/2018-22541.html Notice - Destra International & Event-Driven Credit Fund and Destra Capital Advisors LLC; Notice of Application 2018-10-17T00:00:00-07:00 2018-10-17T00:00:00-07:00 2018-22541 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-17/pdf/2018-22541.pdf https://regulations.justia.com/regulations/fedreg/2018/10/17/2018-22540.html Notice - Self-Regulatory Organizations; LCH SA; Order Approving Proposed Rule Change Relating to Implementation of Electronic Exercise Platform 2018-10-17T00:00:00-07:00 2018-10-17T00:00:00-07:00 2018-22540 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-17/pdf/2018-22540.pdf https://regulations.justia.com/regulations/fedreg/2018/10/17/2018-22539.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fees for Routing Orders in UTP Securities Priced Below $1.00 2018-10-17T00:00:00-07:00 2018-10-17T00:00:00-07:00 2018-22539 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-17/pdf/2018-22539.pdf https://regulations.justia.com/regulations/fedreg/2018/10/17/2018-22538.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Certain Maker/Taker Fees in Section I of the Exchanges Schedule of Fees 2018-10-17T00:00:00-07:00 2018-10-17T00:00:00-07:00 2018-22538 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-17/pdf/2018-22538.pdf https://regulations.justia.com/regulations/fedreg/2018/10/17/2018-22537.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce Equities Purge Ports To (1) Establish Purge Ports for Equities Trading and Amend the Interpretations and Policies to Rule 11.10, Order Execution, To Reflect the Proposed Purge Ports, and (2) Modify the Fee Schedule Applicable To the Exchange's Equities Platform (“EDGX Equities”) to Identify and To Set Fees for Purge Ports 2018-10-17T00:00:00-07:00 2018-10-17T00:00:00-07:00 2018-22537 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-17/pdf/2018-22537.pdf https://regulations.justia.com/regulations/fedreg/2018/10/17/2018-22536.html Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce Equities Purge Ports to (1) Establish Purge Ports for Equities Trading and Amend the Interpretations and Policies to Rule 11.10, Order Execution, To Reflect the Proposed Purge Ports, and (2) Modify the Fee Schedule Applicable to the Exchange's Equities Platform (“EDGA Equities”) To Identify and To Set Fees for Purge Ports 2018-10-17T00:00:00-07:00 2018-10-17T00:00:00-07:00 2018-22536 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-17/pdf/2018-22536.pdf https://regulations.justia.com/regulations/fedreg/2018/10/17/2018-22535.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce Equities Purge Ports To (1) Establish Purge Ports for Equities Trading and Amend the Interpretations and Policies to Rule 11.10, Order Execution, To Reflect the Proposed Purge Ports, and (2) Modify the Fee Schedule Applicable to the Exchange's Equities Platform (“BZX Equities”) To Identify and To Set Fees for Purge Ports 2018-10-17T00:00:00-07:00 2018-10-17T00:00:00-07:00 2018-22535 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-17/pdf/2018-22535.pdf https://regulations.justia.com/regulations/fedreg/2018/10/17/2018-22534.html Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce Equities Purge Ports To (1) Establish Purge Ports for Equities Trading and Amend the Interpretations and Policies to Rule 11.10, Order Execution, To Reflect the Proposed Purge Ports, and (2) Modify the Fee Schedule Applicable to the Exchange's Equities Platform (“BYX Equities”) To Identify and To Set Fees for Purge Ports 2018-10-17T00:00:00-07:00 2018-10-17T00:00:00-07:00 2018-22534 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-17/pdf/2018-22534.pdf https://regulations.justia.com/regulations/fedreg/2018/10/17/2018-22533.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees on Cboe BZX Exchange, Inc. 2018-10-17T00:00:00-07:00 2018-10-17T00:00:00-07:00 2018-22533 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-17/pdf/2018-22533.pdf https://regulations.justia.com/regulations/fedreg/2018/10/17/2018-22532.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.14E, Clearance and Settlement 2018-10-17T00:00:00-07:00 2018-10-17T00:00:00-07:00 2018-22532 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-17/pdf/2018-22532.pdf