<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/10/12?registers=between Tue, 15 Jul 2025 15:25:15 -0700 Tue, 15 Jul 2025 15:25:15 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/10/12?registers=between Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Listing and Trading of Shares of the First Trust Ultra Short Duration Municipal ETF Under NYSE Arca Rule 8.600-E https://regulations.justia.com/regulations/fedreg/2018/10/12/2018-22210.html https://regulations.justia.com/regulations/fedreg/2018/10/12/2018-22210.html Fri, 12 Oct 2018 00:00:00 -0700 2018-22210 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-12/pdf/2018-22210.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees https://regulations.justia.com/regulations/fedreg/2018/10/12/2018-22209.html https://regulations.justia.com/regulations/fedreg/2018/10/12/2018-22209.html Fri, 12 Oct 2018 00:00:00 -0700 2018-22209 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-12/pdf/2018-22209.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Listing and Trading of Shares of the First Trust Short Duration Managed Municipal ETF Under NYSE Arca Rule 8.600-E https://regulations.justia.com/regulations/fedreg/2018/10/12/2018-22208.html https://regulations.justia.com/regulations/fedreg/2018/10/12/2018-22208.html Fri, 12 Oct 2018 00:00:00 -0700 2018-22208 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-12/pdf/2018-22208.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Amend BZX Rule 14.11(c) (Index Fund Shares) https://regulations.justia.com/regulations/fedreg/2018/10/12/2018-22207.html https://regulations.justia.com/regulations/fedreg/2018/10/12/2018-22207.html Fri, 12 Oct 2018 00:00:00 -0700 2018-22207 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-12/pdf/2018-22207.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of Amendment Nos. 2 and 4 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 2 and 4, To Amend BZX Rule 14.8, General Listings Requirements-Tier I, To Adopt Listing Standards for Closed-End Funds https://regulations.justia.com/regulations/fedreg/2018/10/12/2018-22206.html https://regulations.justia.com/regulations/fedreg/2018/10/12/2018-22206.html Fri, 12 Oct 2018 00:00:00 -0700 2018-22206 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-12/pdf/2018-22206.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Change Relating to Provision of Test Result Information to Candidates Who Pass a FINRA Qualification Examination https://regulations.justia.com/regulations/fedreg/2018/10/12/2018-22205.html https://regulations.justia.com/regulations/fedreg/2018/10/12/2018-22205.html Fri, 12 Oct 2018 00:00:00 -0700 2018-22205 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-12/pdf/2018-22205.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Intraday Margining https://regulations.justia.com/regulations/fedreg/2018/10/12/2018-22204.html https://regulations.justia.com/regulations/fedreg/2018/10/12/2018-22204.html Fri, 12 Oct 2018 00:00:00 -0700 2018-22204 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-12/pdf/2018-22204.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change to FINRA Rule 6710 To Modify the Dissemination Protocols for Agency Debt Securities https://regulations.justia.com/regulations/fedreg/2018/10/12/2018-22203.html https://regulations.justia.com/regulations/fedreg/2018/10/12/2018-22203.html Fri, 12 Oct 2018 00:00:00 -0700 2018-22203 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-12/pdf/2018-22203.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Its Rules Relating to Complex Orders https://regulations.justia.com/regulations/fedreg/2018/10/12/2018-22202.html https://regulations.justia.com/regulations/fedreg/2018/10/12/2018-22202.html Fri, 12 Oct 2018 00:00:00 -0700 2018-22202 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-12/pdf/2018-22202.pdf Notice - Natixis Funds Trust I, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2018/10/12/2018-22196.html https://regulations.justia.com/regulations/fedreg/2018/10/12/2018-22196.html Fri, 12 Oct 2018 00:00:00 -0700 2018-22196 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-12/pdf/2018-22196.pdf