Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/10/12?limit=200&registers=between&mode=atom 2025-01-03T08:51:58-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2018/10/12/2018-22210.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Listing and Trading of Shares of the First Trust Ultra Short Duration Municipal ETF Under NYSE Arca Rule 8.600-E 2018-10-12T00:00:00-07:00 2018-10-12T00:00:00-07:00 2018-22210 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-12/pdf/2018-22210.pdf https://regulations.justia.com/regulations/fedreg/2018/10/12/2018-22209.html Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees 2018-10-12T00:00:00-07:00 2018-10-12T00:00:00-07:00 2018-22209 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-12/pdf/2018-22209.pdf https://regulations.justia.com/regulations/fedreg/2018/10/12/2018-22208.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Listing and Trading of Shares of the First Trust Short Duration Managed Municipal ETF Under NYSE Arca Rule 8.600-E 2018-10-12T00:00:00-07:00 2018-10-12T00:00:00-07:00 2018-22208 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-12/pdf/2018-22208.pdf https://regulations.justia.com/regulations/fedreg/2018/10/12/2018-22207.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Amend BZX Rule 14.11(c) (Index Fund Shares) 2018-10-12T00:00:00-07:00 2018-10-12T00:00:00-07:00 2018-22207 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-12/pdf/2018-22207.pdf https://regulations.justia.com/regulations/fedreg/2018/10/12/2018-22206.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of Amendment Nos. 2 and 4 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 2 and 4, To Amend BZX Rule 14.8, General Listings Requirements-Tier I, To Adopt Listing Standards for Closed-End Funds 2018-10-12T00:00:00-07:00 2018-10-12T00:00:00-07:00 2018-22206 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-12/pdf/2018-22206.pdf https://regulations.justia.com/regulations/fedreg/2018/10/12/2018-22205.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Change Relating to Provision of Test Result Information to Candidates Who Pass a FINRA Qualification Examination 2018-10-12T00:00:00-07:00 2018-10-12T00:00:00-07:00 2018-22205 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-12/pdf/2018-22205.pdf https://regulations.justia.com/regulations/fedreg/2018/10/12/2018-22204.html Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Intraday Margining 2018-10-12T00:00:00-07:00 2018-10-12T00:00:00-07:00 2018-22204 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-12/pdf/2018-22204.pdf https://regulations.justia.com/regulations/fedreg/2018/10/12/2018-22203.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change to FINRA Rule 6710 To Modify the Dissemination Protocols for Agency Debt Securities 2018-10-12T00:00:00-07:00 2018-10-12T00:00:00-07:00 2018-22203 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-12/pdf/2018-22203.pdf https://regulations.justia.com/regulations/fedreg/2018/10/12/2018-22202.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Its Rules Relating to Complex Orders 2018-10-12T00:00:00-07:00 2018-10-12T00:00:00-07:00 2018-22202 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-12/pdf/2018-22202.pdf https://regulations.justia.com/regulations/fedreg/2018/10/12/2018-22196.html Notice - Natixis Funds Trust I, et al.; Notice of Application 2018-10-12T00:00:00-07:00 2018-10-12T00:00:00-07:00 2018-22196 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-12/pdf/2018-22196.pdf