<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/10/04?registers=between Sun, 22 Dec 2024 07:09:36 -0800 Sun, 22 Dec 2024 07:09:36 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/10/04?registers=between Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Order Approving a Proposed Rule Change Relating to Anticipatory Hedging https://regulations.justia.com/regulations/fedreg/2018/10/04/2018-21586.html https://regulations.justia.com/regulations/fedreg/2018/10/04/2018-21586.html Thu, 04 Oct 2018 00:00:00 -0700 2018-21586 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-04/pdf/2018-21586.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change Relating to ICC's Treasury Operations Policies and Procedures https://regulations.justia.com/regulations/fedreg/2018/10/04/2018-21585.html https://regulations.justia.com/regulations/fedreg/2018/10/04/2018-21585.html Thu, 04 Oct 2018 00:00:00 -0700 2018-21585 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-04/pdf/2018-21585.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules 7039, 7047, 7049, 7055, and 7061 To Update the Definition of the Term FINRA/Nasdaq Trade Reporting Facility https://regulations.justia.com/regulations/fedreg/2018/10/04/2018-21584.html https://regulations.justia.com/regulations/fedreg/2018/10/04/2018-21584.html Thu, 04 Oct 2018 00:00:00 -0700 2018-21584 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-04/pdf/2018-21584.pdf Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 2.160 Related to the Qualification and Registration Requirements for Associated Persons of a Member and To Delete Rule 2.150 Which is Obsolete https://regulations.justia.com/regulations/fedreg/2018/10/04/2018-21582.html https://regulations.justia.com/regulations/fedreg/2018/10/04/2018-21582.html Thu, 04 Oct 2018 00:00:00 -0700 2018-21582 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-04/pdf/2018-21582.pdf Rule - Disclosure Update and Simplification https://regulations.justia.com/regulations/fedreg/2018/10/04/2018-18142.html https://regulations.justia.com/regulations/fedreg/2018/10/04/2018-18142.html Thu, 04 Oct 2018 00:00:00 -0700 2018-18142 Rule https://www.gpo.gov/fdsys/pkg/FR-2018-10-04/pdf/2018-18142.pdf