<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/10/03?registers=between Thu, 24 Jul 2025 17:46:21 -0700 Thu, 24 Jul 2025 17:46:21 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/10/03?registers=between Notice - MIAX EMERALD, LLC; Notice of Filing of Application for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 1934 https://regulations.justia.com/regulations/fedreg/2018/10/03/2018-21555.html https://regulations.justia.com/regulations/fedreg/2018/10/03/2018-21555.html Wed, 03 Oct 2018 00:00:00 -0700 2018-21555 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-03/pdf/2018-21555.pdf Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2018/10/03/2018-21554.html https://regulations.justia.com/regulations/fedreg/2018/10/03/2018-21554.html Wed, 03 Oct 2018 00:00:00 -0700 2018-21554 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-03/pdf/2018-21554.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2018/10/03/2018-21511.html https://regulations.justia.com/regulations/fedreg/2018/10/03/2018-21511.html Wed, 03 Oct 2018 00:00:00 -0700 2018-21511 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-03/pdf/2018-21511.pdf Notice - Submission Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2018/10/03/2018-21510.html https://regulations.justia.com/regulations/fedreg/2018/10/03/2018-21510.html Wed, 03 Oct 2018 00:00:00 -0700 2018-21510 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-03/pdf/2018-21510.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2018/10/03/2018-21509.html https://regulations.justia.com/regulations/fedreg/2018/10/03/2018-21509.html Wed, 03 Oct 2018 00:00:00 -0700 2018-21509 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-03/pdf/2018-21509.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Make Permanent Rule 11.24, Which Sets Forth the Exchange's Pilot Retail Price Improvement Program https://regulations.justia.com/regulations/fedreg/2018/10/03/2018-21487.html https://regulations.justia.com/regulations/fedreg/2018/10/03/2018-21487.html Wed, 03 Oct 2018 00:00:00 -0700 2018-21487 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-03/pdf/2018-21487.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendment Nos. 1 and 3, To Permit the Listing and Trading of Options That Overlie the Mini-SPX Index and the Russell 2000 Index https://regulations.justia.com/regulations/fedreg/2018/10/03/2018-21486.html https://regulations.justia.com/regulations/fedreg/2018/10/03/2018-21486.html Wed, 03 Oct 2018 00:00:00 -0700 2018-21486 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-03/pdf/2018-21486.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To Permit the Listing and Trading of Options That Overlie the Mini-SPX Index and the Russell 2000 Index https://regulations.justia.com/regulations/fedreg/2018/10/03/2018-21485.html https://regulations.justia.com/regulations/fedreg/2018/10/03/2018-21485.html Wed, 03 Oct 2018 00:00:00 -0700 2018-21485 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-03/pdf/2018-21485.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Section 902.04 of the NYSE Listed Company Manual To Apply a $50,000 Fee Cap per Transaction for Issuances of Additional Shares by Closed End Funds https://regulations.justia.com/regulations/fedreg/2018/10/03/2018-21482.html https://regulations.justia.com/regulations/fedreg/2018/10/03/2018-21482.html Wed, 03 Oct 2018 00:00:00 -0700 2018-21482 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-03/pdf/2018-21482.pdf