Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/10/03?limit=200&registers=between&mode=atom 2025-01-03T09:53:39-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2018/10/03/2018-21555.html Notice - MIAX EMERALD, LLC; Notice of Filing of Application for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 1934 2018-10-03T00:00:00-07:00 2018-10-03T00:00:00-07:00 2018-21555 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-03/pdf/2018-21555.pdf https://regulations.justia.com/regulations/fedreg/2018/10/03/2018-21554.html Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 2018-10-03T00:00:00-07:00 2018-10-03T00:00:00-07:00 2018-21554 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-03/pdf/2018-21554.pdf https://regulations.justia.com/regulations/fedreg/2018/10/03/2018-21511.html Notice - Submission for OMB Review; Comment Request 2018-10-03T00:00:00-07:00 2018-10-03T00:00:00-07:00 2018-21511 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-03/pdf/2018-21511.pdf https://regulations.justia.com/regulations/fedreg/2018/10/03/2018-21510.html Notice - Submission Collection; Comment Request 2018-10-03T00:00:00-07:00 2018-10-03T00:00:00-07:00 2018-21510 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-03/pdf/2018-21510.pdf https://regulations.justia.com/regulations/fedreg/2018/10/03/2018-21509.html Notice - Submission for OMB Review; Comment Request 2018-10-03T00:00:00-07:00 2018-10-03T00:00:00-07:00 2018-21509 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-03/pdf/2018-21509.pdf https://regulations.justia.com/regulations/fedreg/2018/10/03/2018-21487.html Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Make Permanent Rule 11.24, Which Sets Forth the Exchange's Pilot Retail Price Improvement Program 2018-10-03T00:00:00-07:00 2018-10-03T00:00:00-07:00 2018-21487 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-03/pdf/2018-21487.pdf https://regulations.justia.com/regulations/fedreg/2018/10/03/2018-21486.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendment Nos. 1 and 3, To Permit the Listing and Trading of Options That Overlie the Mini-SPX Index and the Russell 2000 Index 2018-10-03T00:00:00-07:00 2018-10-03T00:00:00-07:00 2018-21486 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-03/pdf/2018-21486.pdf https://regulations.justia.com/regulations/fedreg/2018/10/03/2018-21485.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To Permit the Listing and Trading of Options That Overlie the Mini-SPX Index and the Russell 2000 Index 2018-10-03T00:00:00-07:00 2018-10-03T00:00:00-07:00 2018-21485 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-03/pdf/2018-21485.pdf https://regulations.justia.com/regulations/fedreg/2018/10/03/2018-21482.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Section 902.04 of the NYSE Listed Company Manual To Apply a $50,000 Fee Cap per Transaction for Issuances of Additional Shares by Closed End Funds 2018-10-03T00:00:00-07:00 2018-10-03T00:00:00-07:00 2018-21482 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-03/pdf/2018-21482.pdf