<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/10/02?registers=between Tue, 19 Aug 2025 18:42:16 -0700 Tue, 19 Aug 2025 18:42:16 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/10/02?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2018/10/02/2018-21502.html https://regulations.justia.com/regulations/fedreg/2018/10/02/2018-21502.html Tue, 02 Oct 2018 00:00:00 -0700 2018-21502 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-02/pdf/2018-21502.pdf Notice - BC Partners Lending Corporation, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2018/10/02/2018-21375.html https://regulations.justia.com/regulations/fedreg/2018/10/02/2018-21375.html Tue, 02 Oct 2018 00:00:00 -0700 2018-21375 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-02/pdf/2018-21375.pdf Notice - Hedge Fund Guided Portfolio Solution, et al. https://regulations.justia.com/regulations/fedreg/2018/10/02/2018-21374.html https://regulations.justia.com/regulations/fedreg/2018/10/02/2018-21374.html Tue, 02 Oct 2018 00:00:00 -0700 2018-21374 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-02/pdf/2018-21374.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Modify the Listing Requirements Contained in Listing Rule 5635(d) To Change the Definition of Market Value for Purposes of the Shareholder Approval Rule and Eliminate the Requirement for Shareholder Approval of Issuances at a Price Less Than Book Value but Greater Than Market Value https://regulations.justia.com/regulations/fedreg/2018/10/02/2018-21366.html https://regulations.justia.com/regulations/fedreg/2018/10/02/2018-21366.html Tue, 02 Oct 2018 00:00:00 -0700 2018-21366 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-02/pdf/2018-21366.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing of Proposed Rule Change To Amend Rules 1000, 1064, and 1069 To Allow for the Snapshot Functionality of the Floor Based Management System to be Used for All Orders https://regulations.justia.com/regulations/fedreg/2018/10/02/2018-21365.html https://regulations.justia.com/regulations/fedreg/2018/10/02/2018-21365.html Tue, 02 Oct 2018 00:00:00 -0700 2018-21365 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-02/pdf/2018-21365.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on Cboe BYX Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2018/10/02/2018-21364.html https://regulations.justia.com/regulations/fedreg/2018/10/02/2018-21364.html Tue, 02 Oct 2018 00:00:00 -0700 2018-21364 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-02/pdf/2018-21364.pdf Proposed Rule - Financial Disclosures About Guarantors and Issuers of Guaranteed Securities and Affiliates Whose Securities Collateralize a Registrant's Securities https://regulations.justia.com/regulations/fedreg/2018/10/02/2018-19456.html https://regulations.justia.com/regulations/fedreg/2018/10/02/2018-19456.html Tue, 02 Oct 2018 00:00:00 -0700 2018-19456 Proposed Rule https://www.gpo.gov/fdsys/pkg/FR-2018-10-02/pdf/2018-19456.pdf