<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/10/01?registers=between Thu, 17 Jul 2025 08:04:06 -0700 Thu, 17 Jul 2025 08:04:06 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/10/01?registers=between Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate the Exchange's Schedule of Fees https://regulations.justia.com/regulations/fedreg/2018/10/01/2018-21236.html https://regulations.justia.com/regulations/fedreg/2018/10/01/2018-21236.html Mon, 01 Oct 2018 00:00:00 -0700 2018-21236 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-01/pdf/2018-21236.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change To Correct Certain References and Provide Transparency to Existing Processes in the Mortgage-Backed Securities Division Electronic Pool Notification Rules https://regulations.justia.com/regulations/fedreg/2018/10/01/2018-21235.html https://regulations.justia.com/regulations/fedreg/2018/10/01/2018-21235.html Mon, 01 Oct 2018 00:00:00 -0700 2018-21235 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-01/pdf/2018-21235.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To Amend NYSE Arca Rule 5.2-E(j)(6) Relating to Equity Index-Linked Securities Listing Standards Set Forth in NYSE Arca Rule 5.2-E(j)(6)(B)(I) https://regulations.justia.com/regulations/fedreg/2018/10/01/2018-21234.html https://regulations.justia.com/regulations/fedreg/2018/10/01/2018-21234.html Mon, 01 Oct 2018 00:00:00 -0700 2018-21234 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-01/pdf/2018-21234.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing of Proposed Rule Change To Modify Rule 961 Regarding the Give Up of a Clearing Member by ATP Holders and Conforming Changes to Rule 933NY https://regulations.justia.com/regulations/fedreg/2018/10/01/2018-21233.html https://regulations.justia.com/regulations/fedreg/2018/10/01/2018-21233.html Mon, 01 Oct 2018 00:00:00 -0700 2018-21233 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-01/pdf/2018-21233.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend a Representation Relating to the Redemption Procedures Applicable to the Sprott Physical Gold and Silver Trust https://regulations.justia.com/regulations/fedreg/2018/10/01/2018-21232.html https://regulations.justia.com/regulations/fedreg/2018/10/01/2018-21232.html Mon, 01 Oct 2018 00:00:00 -0700 2018-21232 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-01/pdf/2018-21232.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To Modify Rule 6.15-O Regarding the Give Up of a Clearing Member by OTP Holders and OTP Firms and Conforming Changes to Rule 6.46-O https://regulations.justia.com/regulations/fedreg/2018/10/01/2018-21231.html https://regulations.justia.com/regulations/fedreg/2018/10/01/2018-21231.html Mon, 01 Oct 2018 00:00:00 -0700 2018-21231 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-01/pdf/2018-21231.pdf