<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/09/27?registers=between Sun, 22 Dec 2024 07:57:49 -0800 Sun, 22 Dec 2024 07:57:49 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/09/27?registers=between Notice - Distillate Capital Partners LLC, et al. https://regulations.justia.com/regulations/fedreg/2018/09/27/2018-21080.html https://regulations.justia.com/regulations/fedreg/2018/09/27/2018-21080.html Thu, 27 Sep 2018 00:00:00 -0700 2018-21080 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-09-27/pdf/2018-21080.pdf Notice - Submission for OMB Review Comment Request https://regulations.justia.com/regulations/fedreg/2018/09/27/2018-21043.html https://regulations.justia.com/regulations/fedreg/2018/09/27/2018-21043.html Thu, 27 Sep 2018 00:00:00 -0700 2018-21043 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-09-27/pdf/2018-21043.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change To Apply the Government Securities Division Corporation Default Rule to Sponsored Members and Make Other Changes https://regulations.justia.com/regulations/fedreg/2018/09/27/2018-21000.html https://regulations.justia.com/regulations/fedreg/2018/09/27/2018-21000.html Thu, 27 Sep 2018 00:00:00 -0700 2018-21000 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-09-27/pdf/2018-21000.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Clarify and Update Certain Sections of the Rules https://regulations.justia.com/regulations/fedreg/2018/09/27/2018-20999.html https://regulations.justia.com/regulations/fedreg/2018/09/27/2018-20999.html Thu, 27 Sep 2018 00:00:00 -0700 2018-20999 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-09-27/pdf/2018-20999.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 1 and Order Approving on an Accelerated Basis a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the GraniteShares Gold MiniBAR Trust Pursuant to NYSE Arca Rule 8.201-E https://regulations.justia.com/regulations/fedreg/2018/09/27/2018-20998.html https://regulations.justia.com/regulations/fedreg/2018/09/27/2018-20998.html Thu, 27 Sep 2018 00:00:00 -0700 2018-20998 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-09-27/pdf/2018-20998.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Clarify the Rules That Describe the Buy-In Process https://regulations.justia.com/regulations/fedreg/2018/09/27/2018-20997.html https://regulations.justia.com/regulations/fedreg/2018/09/27/2018-20997.html Thu, 27 Sep 2018 00:00:00 -0700 2018-20997 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-09-27/pdf/2018-20997.pdf Proposed Rule - Amendment to Single Issuer Exemption for Broker-Dealers https://regulations.justia.com/regulations/fedreg/2018/09/27/2018-20880.html https://regulations.justia.com/regulations/fedreg/2018/09/27/2018-20880.html Thu, 27 Sep 2018 00:00:00 -0700 2018-20880 Proposed Rule https://www.gpo.gov/fdsys/pkg/FR-2018-09-27/pdf/2018-20880.pdf