<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/09/26?registers=between Sun, 22 Dec 2024 07:06:51 -0800 Sun, 22 Dec 2024 07:06:51 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/09/26?registers=between Notice - Ares Credit and Income Trust and Ares Capital Management III LLC; Notice of Application https://regulations.justia.com/regulations/fedreg/2018/09/26/2018-20956.html https://regulations.justia.com/regulations/fedreg/2018/09/26/2018-20956.html Wed, 26 Sep 2018 00:00:00 -0700 2018-20956 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-09-26/pdf/2018-20956.pdf Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Risk Protections https://regulations.justia.com/regulations/fedreg/2018/09/26/2018-20886.html https://regulations.justia.com/regulations/fedreg/2018/09/26/2018-20886.html Wed, 26 Sep 2018 00:00:00 -0700 2018-20886 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-09-26/pdf/2018-20886.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Granting Approval of Proposed Rule Change To Codify the Processing of Conditional Prepayment Rate Claims in the MBSD Rules and Make Other Changes https://regulations.justia.com/regulations/fedreg/2018/09/26/2018-20885.html https://regulations.justia.com/regulations/fedreg/2018/09/26/2018-20885.html Wed, 26 Sep 2018 00:00:00 -0700 2018-20885 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-09-26/pdf/2018-20885.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of SolidX Bitcoin Shares Issued by the VanEck SolidX Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares https://regulations.justia.com/regulations/fedreg/2018/09/26/2018-20884.html https://regulations.justia.com/regulations/fedreg/2018/09/26/2018-20884.html Wed, 26 Sep 2018 00:00:00 -0700 2018-20884 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-09-26/pdf/2018-20884.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Risk Protections https://regulations.justia.com/regulations/fedreg/2018/09/26/2018-20882.html https://regulations.justia.com/regulations/fedreg/2018/09/26/2018-20882.html Wed, 26 Sep 2018 00:00:00 -0700 2018-20882 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-09-26/pdf/2018-20882.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Risk Protections https://regulations.justia.com/regulations/fedreg/2018/09/26/2018-20881.html https://regulations.justia.com/regulations/fedreg/2018/09/26/2018-20881.html Wed, 26 Sep 2018 00:00:00 -0700 2018-20881 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-09-26/pdf/2018-20881.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rules Relating to Categories of Registration and Respective Qualification Examinations Required for Members That Engage in Trading Activities on the Exchange https://regulations.justia.com/regulations/fedreg/2018/09/26/2018-20878.html https://regulations.justia.com/regulations/fedreg/2018/09/26/2018-20878.html Wed, 26 Sep 2018 00:00:00 -0700 2018-20878 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-09-26/pdf/2018-20878.pdf