Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/09/26?limit=200&registers=between&mode=atom 2024-12-22T06:54:20-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2018/09/26/2018-20956.html Notice - Ares Credit and Income Trust and Ares Capital Management III LLC; Notice of Application 2018-09-26T00:00:00-07:00 2018-09-26T00:00:00-07:00 2018-20956 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-09-26/pdf/2018-20956.pdf https://regulations.justia.com/regulations/fedreg/2018/09/26/2018-20886.html Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Risk Protections 2018-09-26T00:00:00-07:00 2018-09-26T00:00:00-07:00 2018-20886 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-09-26/pdf/2018-20886.pdf https://regulations.justia.com/regulations/fedreg/2018/09/26/2018-20885.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Granting Approval of Proposed Rule Change To Codify the Processing of Conditional Prepayment Rate Claims in the MBSD Rules and Make Other Changes 2018-09-26T00:00:00-07:00 2018-09-26T00:00:00-07:00 2018-20885 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-09-26/pdf/2018-20885.pdf https://regulations.justia.com/regulations/fedreg/2018/09/26/2018-20884.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of SolidX Bitcoin Shares Issued by the VanEck SolidX Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares 2018-09-26T00:00:00-07:00 2018-09-26T00:00:00-07:00 2018-20884 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-09-26/pdf/2018-20884.pdf https://regulations.justia.com/regulations/fedreg/2018/09/26/2018-20882.html Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Risk Protections 2018-09-26T00:00:00-07:00 2018-09-26T00:00:00-07:00 2018-20882 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-09-26/pdf/2018-20882.pdf https://regulations.justia.com/regulations/fedreg/2018/09/26/2018-20881.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Risk Protections 2018-09-26T00:00:00-07:00 2018-09-26T00:00:00-07:00 2018-20881 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-09-26/pdf/2018-20881.pdf https://regulations.justia.com/regulations/fedreg/2018/09/26/2018-20878.html Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rules Relating to Categories of Registration and Respective Qualification Examinations Required for Members That Engage in Trading Activities on the Exchange 2018-09-26T00:00:00-07:00 2018-09-26T00:00:00-07:00 2018-20878 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-09-26/pdf/2018-20878.pdf