<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/09/25?registers=between Sun, 22 Dec 2024 07:14:59 -0800 Sun, 22 Dec 2024 07:14:59 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/09/25?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2018/09/25/2018-20899.html https://regulations.justia.com/regulations/fedreg/2018/09/25/2018-20899.html Tue, 25 Sep 2018 00:00:00 -0700 2018-20899 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-09-25/pdf/2018-20899.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Equity Rule 6950 Series Concerning the Order Audit Trail System To Make Conforming and Technical Changes https://regulations.justia.com/regulations/fedreg/2018/09/25/2018-20898.html https://regulations.justia.com/regulations/fedreg/2018/09/25/2018-20898.html Tue, 25 Sep 2018 00:00:00 -0700 2018-20898 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-09-25/pdf/2018-20898.pdf Notice - Variant Alternative Income Fund and Variant Investments, LLC https://regulations.justia.com/regulations/fedreg/2018/09/25/2018-20820.html https://regulations.justia.com/regulations/fedreg/2018/09/25/2018-20820.html Tue, 25 Sep 2018 00:00:00 -0700 2018-20820 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-09-25/pdf/2018-20820.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Fees at Rule 7014 https://regulations.justia.com/regulations/fedreg/2018/09/25/2018-20770.html https://regulations.justia.com/regulations/fedreg/2018/09/25/2018-20770.html Tue, 25 Sep 2018 00:00:00 -0700 2018-20770 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-09-25/pdf/2018-20770.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Commentary .01 to NYSE Arca Rule 8.600-E Relating to Certain Generic Listing Standards for Managed Fund Shares https://regulations.justia.com/regulations/fedreg/2018/09/25/2018-20769.html https://regulations.justia.com/regulations/fedreg/2018/09/25/2018-20769.html Tue, 25 Sep 2018 00:00:00 -0700 2018-20769 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-09-25/pdf/2018-20769.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Conform the Exchange's By-Law Provisions Regarding the Chief Regulatory Officer to Those of Its Affiliate, Nasdaq PHLX LLC https://regulations.justia.com/regulations/fedreg/2018/09/25/2018-20768.html https://regulations.justia.com/regulations/fedreg/2018/09/25/2018-20768.html Tue, 25 Sep 2018 00:00:00 -0700 2018-20768 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-09-25/pdf/2018-20768.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Conform the Exchange's By-Law Provisions Regarding the Chief Regulatory Officer to Those of Its Affiliate, Nasdaq PHLX LLC https://regulations.justia.com/regulations/fedreg/2018/09/25/2018-20762.html https://regulations.justia.com/regulations/fedreg/2018/09/25/2018-20762.html Tue, 25 Sep 2018 00:00:00 -0700 2018-20762 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-09-25/pdf/2018-20762.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7021 https://regulations.justia.com/regulations/fedreg/2018/09/25/2018-20761.html https://regulations.justia.com/regulations/fedreg/2018/09/25/2018-20761.html Tue, 25 Sep 2018 00:00:00 -0700 2018-20761 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-09-25/pdf/2018-20761.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Conform By-Law's CRO Provisions To Those of an Affiliate Exchange https://regulations.justia.com/regulations/fedreg/2018/09/25/2018-20760.html https://regulations.justia.com/regulations/fedreg/2018/09/25/2018-20760.html Tue, 25 Sep 2018 00:00:00 -0700 2018-20760 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-09-25/pdf/2018-20760.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Conform By-Law's CRO Provisions to Those of an Affiliate Exchange https://regulations.justia.com/regulations/fedreg/2018/09/25/2018-20759.html https://regulations.justia.com/regulations/fedreg/2018/09/25/2018-20759.html Tue, 25 Sep 2018 00:00:00 -0700 2018-20759 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-09-25/pdf/2018-20759.pdf Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Conform By-Law's CRO Provisions to Those of an Affiliate Exchange https://regulations.justia.com/regulations/fedreg/2018/09/25/2018-20758.html https://regulations.justia.com/regulations/fedreg/2018/09/25/2018-20758.html Tue, 25 Sep 2018 00:00:00 -0700 2018-20758 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-09-25/pdf/2018-20758.pdf