<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/09/24?registers=between Thu, 14 Aug 2025 11:05:49 -0700 Thu, 14 Aug 2025 11:05:49 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/09/24?registers=between Notice - Order Under Section 15B, Section 17A and Section 36 of the Securities Exchange Act of 1934 Granting Exemptions From Specified Provisions of the Exchange Act and Certain Rules Thereunder; Order Under Section 6(c) and Section 38(a) of the Investment Company Act of 1940 Granting Exemptions From Specified Provisions of the Investment Company Act and Certain Rules Thereunder https://regulations.justia.com/regulations/fedreg/2018/09/24/2018-20739.html https://regulations.justia.com/regulations/fedreg/2018/09/24/2018-20739.html Mon, 24 Sep 2018 00:00:00 -0700 2018-20739 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-09-24/pdf/2018-20739.pdf Notice - Consolidated Tape Association; Notice of Filing and Immediate Effectiveness of the Twenty-Fourth Charges Amendment to the Second Restatement of the CTA Plan and the Fifteenth Charges Amendment to the Restated CQ Plan https://regulations.justia.com/regulations/fedreg/2018/09/24/2018-20661.html https://regulations.justia.com/regulations/fedreg/2018/09/24/2018-20661.html Mon, 24 Sep 2018 00:00:00 -0700 2018-20661 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-09-24/pdf/2018-20661.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate the Market Quality Program (Rule 5950) https://regulations.justia.com/regulations/fedreg/2018/09/24/2018-20660.html https://regulations.justia.com/regulations/fedreg/2018/09/24/2018-20660.html Mon, 24 Sep 2018 00:00:00 -0700 2018-20660 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-09-24/pdf/2018-20660.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 1080(A)(I)(C) Relating to Options Floor Based Management System https://regulations.justia.com/regulations/fedreg/2018/09/24/2018-20659.html https://regulations.justia.com/regulations/fedreg/2018/09/24/2018-20659.html Mon, 24 Sep 2018 00:00:00 -0700 2018-20659 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-09-24/pdf/2018-20659.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Make Permanent the Retail Liquidity Program Pilot, Which Is Set To Expire on December 31, 2018 https://regulations.justia.com/regulations/fedreg/2018/09/24/2018-20658.html https://regulations.justia.com/regulations/fedreg/2018/09/24/2018-20658.html Mon, 24 Sep 2018 00:00:00 -0700 2018-20658 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-09-24/pdf/2018-20658.pdf