Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/09/24?limit=200&registers=between&mode=atom 2024-12-22T06:12:24-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2018/09/24/2018-20739.html Notice - Order Under Section 15B, Section 17A and Section 36 of the Securities Exchange Act of 1934 Granting Exemptions From Specified Provisions of the Exchange Act and Certain Rules Thereunder; Order Under Section 6(c) and Section 38(a) of the Investment Company Act of 1940 Granting Exemptions From Specified Provisions of the Investment Company Act and Certain Rules Thereunder 2018-09-24T00:00:00-07:00 2018-09-24T00:00:00-07:00 2018-20739 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-09-24/pdf/2018-20739.pdf https://regulations.justia.com/regulations/fedreg/2018/09/24/2018-20661.html Notice - Consolidated Tape Association; Notice of Filing and Immediate Effectiveness of the Twenty-Fourth Charges Amendment to the Second Restatement of the CTA Plan and the Fifteenth Charges Amendment to the Restated CQ Plan 2018-09-24T00:00:00-07:00 2018-09-24T00:00:00-07:00 2018-20661 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-09-24/pdf/2018-20661.pdf https://regulations.justia.com/regulations/fedreg/2018/09/24/2018-20660.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate the Market Quality Program (Rule 5950) 2018-09-24T00:00:00-07:00 2018-09-24T00:00:00-07:00 2018-20660 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-09-24/pdf/2018-20660.pdf https://regulations.justia.com/regulations/fedreg/2018/09/24/2018-20659.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 1080(A)(I)(C) Relating to Options Floor Based Management System 2018-09-24T00:00:00-07:00 2018-09-24T00:00:00-07:00 2018-20659 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-09-24/pdf/2018-20659.pdf https://regulations.justia.com/regulations/fedreg/2018/09/24/2018-20658.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Make Permanent the Retail Liquidity Program Pilot, Which Is Set To Expire on December 31, 2018 2018-09-24T00:00:00-07:00 2018-09-24T00:00:00-07:00 2018-20658 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-09-24/pdf/2018-20658.pdf