<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/09/21?registers=between Sun, 22 Dec 2024 05:57:27 -0800 Sun, 22 Dec 2024 05:57:27 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/09/21?registers=between Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of the First Trust Long Duration Opportunities ETF Under NYSE Arca Rule 8.600-E https://regulations.justia.com/regulations/fedreg/2018/09/21/C1-2018-18781.html https://regulations.justia.com/regulations/fedreg/2018/09/21/C1-2018-18781.html Fri, 21 Sep 2018 00:00:00 -0700 C1-2018-18781 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-09-21/pdf/C1-2018-18781.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2018/09/21/2018-20742.html https://regulations.justia.com/regulations/fedreg/2018/09/21/2018-20742.html Fri, 21 Sep 2018 00:00:00 -0700 2018-20742 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-09-21/pdf/2018-20742.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2018/09/21/2018-20741.html https://regulations.justia.com/regulations/fedreg/2018/09/21/2018-20741.html Fri, 21 Sep 2018 00:00:00 -0700 2018-20741 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-09-21/pdf/2018-20741.pdf Rule - Regulation Crowdfunding and Regulation A Relief and Assistance for Victims of Hurricane Florence https://regulations.justia.com/regulations/fedreg/2018/09/21/2018-20740.html https://regulations.justia.com/regulations/fedreg/2018/09/21/2018-20740.html Fri, 21 Sep 2018 00:00:00 -0700 2018-20740 Rule https://www.gpo.gov/fdsys/pkg/FR-2018-09-21/pdf/2018-20740.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2018/09/21/2018-20592.html https://regulations.justia.com/regulations/fedreg/2018/09/21/2018-20592.html Fri, 21 Sep 2018 00:00:00 -0700 2018-20592 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-09-21/pdf/2018-20592.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend the Fee Schedule on the BOX Market LLC Options Facility To Establish BOX Connectivity Fees for Participants and Non-Participants Who Connect to the BOX Network https://regulations.justia.com/regulations/fedreg/2018/09/21/2018-20548.html https://regulations.justia.com/regulations/fedreg/2018/09/21/2018-20548.html Fri, 21 Sep 2018 00:00:00 -0700 2018-20548 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-09-21/pdf/2018-20548.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend the Fee Schedule Regarding Connectivity Fees for Members and Non-Members https://regulations.justia.com/regulations/fedreg/2018/09/21/2018-20547.html https://regulations.justia.com/regulations/fedreg/2018/09/21/2018-20547.html Fri, 21 Sep 2018 00:00:00 -0700 2018-20547 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-09-21/pdf/2018-20547.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rules Relating to Categories of Registration and Respective Qualification Examinations Required for Members That Engage in Trading Activities on the Exchange https://regulations.justia.com/regulations/fedreg/2018/09/21/2018-20546.html https://regulations.justia.com/regulations/fedreg/2018/09/21/2018-20546.html Fri, 21 Sep 2018 00:00:00 -0700 2018-20546 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-09-21/pdf/2018-20546.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend the Fee Schedule Regarding Connectivity Fees for Members and Non-Members https://regulations.justia.com/regulations/fedreg/2018/09/21/2018-20545.html https://regulations.justia.com/regulations/fedreg/2018/09/21/2018-20545.html Fri, 21 Sep 2018 00:00:00 -0700 2018-20545 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-09-21/pdf/2018-20545.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rules Relating to Categories of Registration and Respective Qualification Examinations Required for Members That Engage in Trading Activities on the Exchange https://regulations.justia.com/regulations/fedreg/2018/09/21/2018-20544.html https://regulations.justia.com/regulations/fedreg/2018/09/21/2018-20544.html Fri, 21 Sep 2018 00:00:00 -0700 2018-20544 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-09-21/pdf/2018-20544.pdf