<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/09/20?registers=between Wed, 13 Aug 2025 08:55:15 -0700 Wed, 13 Aug 2025 08:55:15 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/09/20?registers=between Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rules Relating to Categories of Registration and Respective Qualification Examinations Required for Members That Engage in Trading Activities on the Exchange https://regulations.justia.com/regulations/fedreg/2018/09/20/2018-20438.html https://regulations.justia.com/regulations/fedreg/2018/09/20/2018-20438.html Thu, 20 Sep 2018 00:00:00 -0700 2018-20438 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-09-20/pdf/2018-20438.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Regarding Investments of the First Trust TCW Unconstrained Plus Bond ETF https://regulations.justia.com/regulations/fedreg/2018/09/20/2018-20437.html https://regulations.justia.com/regulations/fedreg/2018/09/20/2018-20437.html Thu, 20 Sep 2018 00:00:00 -0700 2018-20437 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-09-20/pdf/2018-20437.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 2360 (Options) To Increase Position Limits on Options on Certain Exchange-Traded Funds https://regulations.justia.com/regulations/fedreg/2018/09/20/2018-20435.html https://regulations.justia.com/regulations/fedreg/2018/09/20/2018-20435.html Thu, 20 Sep 2018 00:00:00 -0700 2018-20435 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-09-20/pdf/2018-20435.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change Relating to the Clearance of an Additional Credit Default Swap Contract https://regulations.justia.com/regulations/fedreg/2018/09/20/2018-20434.html https://regulations.justia.com/regulations/fedreg/2018/09/20/2018-20434.html Thu, 20 Sep 2018 00:00:00 -0700 2018-20434 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-09-20/pdf/2018-20434.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Its Rules Relating to Categories of Registration and Respective Qualification Examinations Required for Trading Permit Holders (“TPHs”) and Associated Persons That Engage in Trading Activities on the Exchange https://regulations.justia.com/regulations/fedreg/2018/09/20/2018-20433.html https://regulations.justia.com/regulations/fedreg/2018/09/20/2018-20433.html Thu, 20 Sep 2018 00:00:00 -0700 2018-20433 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-09-20/pdf/2018-20433.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 3, To List and Trade Shares of Eighteen ADRPLUS Funds of the Precidian ETFs Trust Under Rule 14.11(i), Managed Fund Shares https://regulations.justia.com/regulations/fedreg/2018/09/20/2018-20432.html https://regulations.justia.com/regulations/fedreg/2018/09/20/2018-20432.html Thu, 20 Sep 2018 00:00:00 -0700 2018-20432 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-09-20/pdf/2018-20432.pdf Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Its Rules Relating to Categories of Registration and Respective Qualification Examinations Required for Trading Permit Holders (“TPHs”) and Associated Persons That Engage in Trading Activities on the Exchange https://regulations.justia.com/regulations/fedreg/2018/09/20/2018-20431.html https://regulations.justia.com/regulations/fedreg/2018/09/20/2018-20431.html Thu, 20 Sep 2018 00:00:00 -0700 2018-20431 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-09-20/pdf/2018-20431.pdf Notice - Exact Sciences Corporation https://regulations.justia.com/regulations/fedreg/2018/09/20/2018-20408.html https://regulations.justia.com/regulations/fedreg/2018/09/20/2018-20408.html Thu, 20 Sep 2018 00:00:00 -0700 2018-20408 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-09-20/pdf/2018-20408.pdf