Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/09/20?limit=200®isters=between&mode=atom2024-12-22T07:04:26-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2018/09/20/2018-20438.htmlNotice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rules Relating to Categories of Registration and Respective Qualification Examinations Required for Members That Engage in Trading Activities on the Exchange2018-09-20T00:00:00-07:002018-09-20T00:00:00-07:002018-20438Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-09-20/pdf/2018-20438.pdfhttps://regulations.justia.com/regulations/fedreg/2018/09/20/2018-20437.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Regarding Investments of the First Trust TCW Unconstrained Plus Bond ETF2018-09-20T00:00:00-07:002018-09-20T00:00:00-07:002018-20437Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-09-20/pdf/2018-20437.pdfhttps://regulations.justia.com/regulations/fedreg/2018/09/20/2018-20435.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 2360 (Options) To Increase Position Limits on Options on Certain Exchange-Traded Funds2018-09-20T00:00:00-07:002018-09-20T00:00:00-07:002018-20435Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-09-20/pdf/2018-20435.pdfhttps://regulations.justia.com/regulations/fedreg/2018/09/20/2018-20434.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change Relating to the Clearance of an Additional Credit Default Swap Contract2018-09-20T00:00:00-07:002018-09-20T00:00:00-07:002018-20434Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-09-20/pdf/2018-20434.pdfhttps://regulations.justia.com/regulations/fedreg/2018/09/20/2018-20433.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Its Rules Relating to Categories of Registration and Respective Qualification Examinations Required for Trading Permit Holders (“TPHs”) and Associated Persons That Engage in Trading Activities on the Exchange2018-09-20T00:00:00-07:002018-09-20T00:00:00-07:002018-20433Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-09-20/pdf/2018-20433.pdfhttps://regulations.justia.com/regulations/fedreg/2018/09/20/2018-20432.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 3, To List and Trade Shares of Eighteen ADRPLUS Funds of the Precidian ETFs Trust Under Rule 14.11(i), Managed Fund Shares2018-09-20T00:00:00-07:002018-09-20T00:00:00-07:002018-20432Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-09-20/pdf/2018-20432.pdfhttps://regulations.justia.com/regulations/fedreg/2018/09/20/2018-20431.htmlNotice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Its Rules Relating to Categories of Registration and Respective Qualification Examinations Required for Trading Permit Holders (“TPHs”) and Associated Persons That Engage in Trading Activities on the Exchange2018-09-20T00:00:00-07:002018-09-20T00:00:00-07:002018-20431Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-09-20/pdf/2018-20431.pdfhttps://regulations.justia.com/regulations/fedreg/2018/09/20/2018-20408.htmlNotice - Exact Sciences Corporation2018-09-20T00:00:00-07:002018-09-20T00:00:00-07:002018-20408Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-09-20/pdf/2018-20408.pdf