Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/09/11?limit=200&registers=between&mode=atom 2025-01-10T08:28:51-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2018/09/11/2018-19791.html Notice - Sunshine Act Meetings 2018-09-11T00:00:00-07:00 2018-09-11T00:00:00-07:00 2018-19791 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-09-11/pdf/2018-19791.pdf https://regulations.justia.com/regulations/fedreg/2018/09/11/2018-19649.html Proposed Rule - Extension of Comment Period for Proposed Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds 2018-09-11T00:00:00-07:00 2018-09-11T00:00:00-07:00 2018-19649 Proposed Rule https://www.gpo.gov/fdsys/pkg/FR-2018-09-11/pdf/2018-19649.pdf https://regulations.justia.com/regulations/fedreg/2018/09/11/2018-19642.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Schedule of Fees To Permit Certain Affiliated Market Participants To Aggregate Volume and Qualify for Various Pricing Incentives 2018-09-11T00:00:00-07:00 2018-09-11T00:00:00-07:00 2018-19642 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-09-11/pdf/2018-19642.pdf https://regulations.justia.com/regulations/fedreg/2018/09/11/2018-19641.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Move the P.M.-Settled Nasdaq-100 Index Options Expiring on the Third Friday of the Month to the NDX Index Options Class 2018-09-11T00:00:00-07:00 2018-09-11T00:00:00-07:00 2018-19641 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-09-11/pdf/2018-19641.pdf https://regulations.justia.com/regulations/fedreg/2018/09/11/2018-19640.html Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Order Approving Proposed Rule Change Relating to Amendments to the ICE Clear Europe CDS End-of-Day Price Discovery Policy (“Price Discovery Policy”) 2018-09-11T00:00:00-07:00 2018-09-11T00:00:00-07:00 2018-19640 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-09-11/pdf/2018-19640.pdf https://regulations.justia.com/regulations/fedreg/2018/09/11/2018-19639.html Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Adopt Rules Governing the Trading of Complex Qualified Contingent Cross Orders and Complex Customer Cross Orders 2018-09-11T00:00:00-07:00 2018-09-11T00:00:00-07:00 2018-19639 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-09-11/pdf/2018-19639.pdf https://regulations.justia.com/regulations/fedreg/2018/09/11/2018-19637.html Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating to ICC's Risk Management Model Description Document and ICC's Risk Management Framework 2018-09-11T00:00:00-07:00 2018-09-11T00:00:00-07:00 2018-19637 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-09-11/pdf/2018-19637.pdf