<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/09/04?registers=between Sun, 22 Dec 2024 07:09:07 -0800 Sun, 22 Dec 2024 07:09:07 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/09/04?registers=between Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, To Amend the Loss Allocation Rules and Make Other Changes https://regulations.justia.com/regulations/fedreg/2018/09/04/2018-19062.html https://regulations.justia.com/regulations/fedreg/2018/09/04/2018-19062.html Tue, 04 Sep 2018 00:00:00 -0700 2018-19062 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-09-04/pdf/2018-19062.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, To Amend the Loss Allocation Rules and Make Other Changes https://regulations.justia.com/regulations/fedreg/2018/09/04/2018-19061.html https://regulations.justia.com/regulations/fedreg/2018/09/04/2018-19061.html Tue, 04 Sep 2018 00:00:00 -0700 2018-19061 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-09-04/pdf/2018-19061.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend Exchange Rule 6.49A, Transfer of Positions https://regulations.justia.com/regulations/fedreg/2018/09/04/2018-19060.html https://regulations.justia.com/regulations/fedreg/2018/09/04/2018-19060.html Tue, 04 Sep 2018 00:00:00 -0700 2018-19060 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-09-04/pdf/2018-19060.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.31-E Relating To Reserve Orders, To Re-Name Two Order Types, and To Delete Inoperative Rule Text https://regulations.justia.com/regulations/fedreg/2018/09/04/2018-19059.html https://regulations.justia.com/regulations/fedreg/2018/09/04/2018-19059.html Tue, 04 Sep 2018 00:00:00 -0700 2018-19059 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-09-04/pdf/2018-19059.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To List and Trade Options on the SPIKESTM https://regulations.justia.com/regulations/fedreg/2018/09/04/2018-19057.html https://regulations.justia.com/regulations/fedreg/2018/09/04/2018-19057.html Tue, 04 Sep 2018 00:00:00 -0700 2018-19057 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-09-04/pdf/2018-19057.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt a Recovery & Wind-Down Plan and Related Rules https://regulations.justia.com/regulations/fedreg/2018/09/04/2018-19056.html https://regulations.justia.com/regulations/fedreg/2018/09/04/2018-19056.html Tue, 04 Sep 2018 00:00:00 -0700 2018-19056 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-09-04/pdf/2018-19056.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt a Recovery & Wind-Down Plan and Related Rules https://regulations.justia.com/regulations/fedreg/2018/09/04/2018-19055.html https://regulations.justia.com/regulations/fedreg/2018/09/04/2018-19055.html Tue, 04 Sep 2018 00:00:00 -0700 2018-19055 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-09-04/pdf/2018-19055.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt a Recovery & Wind-Down Plan and Related Rules https://regulations.justia.com/regulations/fedreg/2018/09/04/2018-19054.html https://regulations.justia.com/regulations/fedreg/2018/09/04/2018-19054.html Tue, 04 Sep 2018 00:00:00 -0700 2018-19054 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-09-04/pdf/2018-19054.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, To Amend the Loss Allocation Rules and Make Other Changes https://regulations.justia.com/regulations/fedreg/2018/09/04/2018-19053.html https://regulations.justia.com/regulations/fedreg/2018/09/04/2018-19053.html Tue, 04 Sep 2018 00:00:00 -0700 2018-19053 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-09-04/pdf/2018-19053.pdf