<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/08/30?registers=between Thu, 17 Jul 2025 08:04:01 -0700 Thu, 17 Jul 2025 08:04:01 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/08/30?registers=between Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of No Objection to an Advance Notice, as Modified by Amendment No. 1, To Adopt a Recovery & Wind-Down Plan and Related Rules https://regulations.justia.com/regulations/fedreg/2018/08/30/2018-18869.html https://regulations.justia.com/regulations/fedreg/2018/08/30/2018-18869.html Thu, 30 Aug 2018 00:00:00 -0700 2018-18869 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-30/pdf/2018-18869.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of No Objection to an Advance Notice, as Modified by Amendment No. 1, To Adopt a Recovery & Wind-Down Plan and Related Rules https://regulations.justia.com/regulations/fedreg/2018/08/30/2018-18868.html https://regulations.justia.com/regulations/fedreg/2018/08/30/2018-18868.html Thu, 30 Aug 2018 00:00:00 -0700 2018-18868 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-30/pdf/2018-18868.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of No Objection to an Advance Notice, as Modified by Amendment No. 1, To Adopt a Recovery & Wind-Down Plan and Related Rules https://regulations.justia.com/regulations/fedreg/2018/08/30/2018-18867.html https://regulations.justia.com/regulations/fedreg/2018/08/30/2018-18867.html Thu, 30 Aug 2018 00:00:00 -0700 2018-18867 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-30/pdf/2018-18867.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of No Objection to an Advance Notice, as Modified by Amendment No. 1, To Amend the Loss Allocation Rules and Make Other Changes https://regulations.justia.com/regulations/fedreg/2018/08/30/2018-18866.html https://regulations.justia.com/regulations/fedreg/2018/08/30/2018-18866.html Thu, 30 Aug 2018 00:00:00 -0700 2018-18866 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-30/pdf/2018-18866.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of No Objection to an Advance Notice, as Modified by Amendment No. 1, To Amend the Loss Allocation Rules and Make Other Changes https://regulations.justia.com/regulations/fedreg/2018/08/30/2018-18865.html https://regulations.justia.com/regulations/fedreg/2018/08/30/2018-18865.html Thu, 30 Aug 2018 00:00:00 -0700 2018-18865 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-30/pdf/2018-18865.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of No Objection to an Advance Notice, as Modified by Amendment No. 1, To Amend the Loss Allocation Rules and Make Other Changes https://regulations.justia.com/regulations/fedreg/2018/08/30/2018-18864.html https://regulations.justia.com/regulations/fedreg/2018/08/30/2018-18864.html Thu, 30 Aug 2018 00:00:00 -0700 2018-18864 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-30/pdf/2018-18864.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2018/08/30/2018-18847.html https://regulations.justia.com/regulations/fedreg/2018/08/30/2018-18847.html Thu, 30 Aug 2018 00:00:00 -0700 2018-18847 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-30/pdf/2018-18847.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Reflect a Non-Substantive Name Change in the Market's Governing Documents https://regulations.justia.com/regulations/fedreg/2018/08/30/2018-18826.html https://regulations.justia.com/regulations/fedreg/2018/08/30/2018-18826.html Thu, 30 Aug 2018 00:00:00 -0700 2018-18826 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-30/pdf/2018-18826.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Reflect in the Exchange's Governing Documents and the Exchange's Rulebook, Changes to the Exchange's Name https://regulations.justia.com/regulations/fedreg/2018/08/30/2018-18785.html https://regulations.justia.com/regulations/fedreg/2018/08/30/2018-18785.html Thu, 30 Aug 2018 00:00:00 -0700 2018-18785 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-30/pdf/2018-18785.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Order Granting Approval of Proposed Rule Change To Amend Rule 35 To Provide for Designated Accounts for Use With Designated Collateral Management Service Providers https://regulations.justia.com/regulations/fedreg/2018/08/30/2018-18784.html https://regulations.justia.com/regulations/fedreg/2018/08/30/2018-18784.html Thu, 30 Aug 2018 00:00:00 -0700 2018-18784 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-30/pdf/2018-18784.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend BZX Rule 14.8, General Listings Requirements-Tier I, To Adopt Listing Standards for Closed-End Funds https://regulations.justia.com/regulations/fedreg/2018/08/30/2018-18783.html https://regulations.justia.com/regulations/fedreg/2018/08/30/2018-18783.html Thu, 30 Aug 2018 00:00:00 -0700 2018-18783 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-30/pdf/2018-18783.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Approving Proposed Rule Change To Terminate the Commission Billing Service and the Commission Billing Limited Membership https://regulations.justia.com/regulations/fedreg/2018/08/30/2018-18782.html https://regulations.justia.com/regulations/fedreg/2018/08/30/2018-18782.html Thu, 30 Aug 2018 00:00:00 -0700 2018-18782 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-30/pdf/2018-18782.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of the First Trust Long Duration Opportunities ETF Under NYSE Arca Rule 8.600-E https://regulations.justia.com/regulations/fedreg/2018/08/30/2018-18781.html https://regulations.justia.com/regulations/fedreg/2018/08/30/2018-18781.html Thu, 30 Aug 2018 00:00:00 -0700 2018-18781 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-30/pdf/2018-18781.pdf Notice - THL Credit, Inc., et al. https://regulations.justia.com/regulations/fedreg/2018/08/30/2018-18780.html https://regulations.justia.com/regulations/fedreg/2018/08/30/2018-18780.html Thu, 30 Aug 2018 00:00:00 -0700 2018-18780 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-30/pdf/2018-18780.pdf Notice - Innovator ETFs Trust, et al. https://regulations.justia.com/regulations/fedreg/2018/08/30/2018-18776.html https://regulations.justia.com/regulations/fedreg/2018/08/30/2018-18776.html Thu, 30 Aug 2018 00:00:00 -0700 2018-18776 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-30/pdf/2018-18776.pdf