Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/08/22?limit=200&registers=between&mode=atom 2025-01-08T14:43:14-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2018/08/22/2018-18131.html Notice - Investor Advisory Committee Meeting 2018-08-22T00:00:00-07:00 2018-08-22T00:00:00-07:00 2018-18131 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-22/pdf/2018-18131.pdf https://regulations.justia.com/regulations/fedreg/2018/08/22/2018-18065.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FINRA Rule 1220(a)(4), Financial and Operations Principal and Introducing Broker-Dealer Financial and Operations Principal 2018-08-22T00:00:00-07:00 2018-08-22T00:00:00-07:00 2018-18065 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-22/pdf/2018-18065.pdf https://regulations.justia.com/regulations/fedreg/2018/08/22/2018-18064.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Codify the Definitions of the Protocols To Enter Quotes and Orders 2018-08-22T00:00:00-07:00 2018-08-22T00:00:00-07:00 2018-18064 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-22/pdf/2018-18064.pdf https://regulations.justia.com/regulations/fedreg/2018/08/22/2018-18063.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Provide for the Listing of Exchange Traded Products With No Component NMS Stock Listed on the Exchange, Amend Its Rules Regarding Unlisted Trading Privileges, and Make Corresponding Changes 2018-08-22T00:00:00-07:00 2018-08-22T00:00:00-07:00 2018-18063 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-22/pdf/2018-18063.pdf https://regulations.justia.com/regulations/fedreg/2018/08/22/2018-18062.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FINRA Rule 7620A Relating to Fees Applicable to the FINRA/Nasdaq Trade Reporting Facilities 2018-08-22T00:00:00-07:00 2018-08-22T00:00:00-07:00 2018-18062 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-22/pdf/2018-18062.pdf https://regulations.justia.com/regulations/fedreg/2018/08/22/2018-18060.html Notice - Self-Regulatory Organizations: Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Definition of the Cross Price Constraint Utilized in the Opening Process for Non-IEX-Listed Securities Pursuant to Rule 11.231 2018-08-22T00:00:00-07:00 2018-08-22T00:00:00-07:00 2018-18060 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-22/pdf/2018-18060.pdf https://regulations.justia.com/regulations/fedreg/2018/08/22/2018-18059.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Modify the Listing Requirements Contained in Listing Rule 5635(d) To Change the Definition of Market Value for Purposes of the Shareholder Approval Rule and Eliminate the Requirement for Shareholder Approval of Issuances at a Price Less Than Book Value but Greater Than Market Value 2018-08-22T00:00:00-07:00 2018-08-22T00:00:00-07:00 2018-18059 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-22/pdf/2018-18059.pdf https://regulations.justia.com/regulations/fedreg/2018/08/22/2018-18058.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Initial and Continued Listing Standards for Subscription Receipts and Fees for Their Listing 2018-08-22T00:00:00-07:00 2018-08-22T00:00:00-07:00 2018-18058 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-22/pdf/2018-18058.pdf https://regulations.justia.com/regulations/fedreg/2018/08/22/2018-18057.html Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating to the Clearance of an Additional Credit Default Swap Contract 2018-08-22T00:00:00-07:00 2018-08-22T00:00:00-07:00 2018-18057 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-22/pdf/2018-18057.pdf