<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/08/15?registers=between Sun, 22 Dec 2024 18:02:11 -0800 Sun, 22 Dec 2024 18:02:11 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/08/15?registers=between Notice - Thrivent Financial for Lutherans, et al. https://regulations.justia.com/regulations/fedreg/2018/08/15/2018-17497.html https://regulations.justia.com/regulations/fedreg/2018/08/15/2018-17497.html Wed, 15 Aug 2018 00:00:00 -0700 2018-17497 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-15/pdf/2018-17497.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change Relating to ATS Reporting to TRACE of Transactions in U.S. Treasury Securities https://regulations.justia.com/regulations/fedreg/2018/08/15/2018-17496.html https://regulations.justia.com/regulations/fedreg/2018/08/15/2018-17496.html Wed, 15 Aug 2018 00:00:00 -0700 2018-17496 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-15/pdf/2018-17496.pdf Notice - Self-Regulatory Organizations: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX PEARL, LLC To Amend the MIAX PEARL Fee Schedule https://regulations.justia.com/regulations/fedreg/2018/08/15/2018-17495.html https://regulations.justia.com/regulations/fedreg/2018/08/15/2018-17495.html Wed, 15 Aug 2018 00:00:00 -0700 2018-17495 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-15/pdf/2018-17495.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2018/08/15/2018-17494.html https://regulations.justia.com/regulations/fedreg/2018/08/15/2018-17494.html Wed, 15 Aug 2018 00:00:00 -0700 2018-17494 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-15/pdf/2018-17494.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2018/08/15/2018-17493.html https://regulations.justia.com/regulations/fedreg/2018/08/15/2018-17493.html Wed, 15 Aug 2018 00:00:00 -0700 2018-17493 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-15/pdf/2018-17493.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Incorporate the “PSX Last Sale and Nasdaq Last Sale Plus Data Feeds” Into the Market Data Enterprise License Proposed by the Nasdaq Stock Market LLC https://regulations.justia.com/regulations/fedreg/2018/08/15/2018-17492.html https://regulations.justia.com/regulations/fedreg/2018/08/15/2018-17492.html Wed, 15 Aug 2018 00:00:00 -0700 2018-17492 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-15/pdf/2018-17492.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Incorporate BX Rule 7039 Into the Market Data Enterprise License Proposed by the Nasdaq Stock Market LLC https://regulations.justia.com/regulations/fedreg/2018/08/15/2018-17491.html https://regulations.justia.com/regulations/fedreg/2018/08/15/2018-17491.html Wed, 15 Aug 2018 00:00:00 -0700 2018-17491 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-15/pdf/2018-17491.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 1.5, Definitions, Exchange Rule 14.6, Obligations for Companies Listed on the Exchange, and Exchange Rule 14.11, Other Securities https://regulations.justia.com/regulations/fedreg/2018/08/15/2018-17490.html https://regulations.justia.com/regulations/fedreg/2018/08/15/2018-17490.html Wed, 15 Aug 2018 00:00:00 -0700 2018-17490 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-15/pdf/2018-17490.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Correct Certain References, Provide Transparency to Existing Processes and Amend Existing Practices in Connection With the Mortgage-Backed Securities Division Electronic Pool Notification Rules https://regulations.justia.com/regulations/fedreg/2018/08/15/2018-17489.html https://regulations.justia.com/regulations/fedreg/2018/08/15/2018-17489.html Wed, 15 Aug 2018 00:00:00 -0700 2018-17489 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-15/pdf/2018-17489.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2018/08/15/2018-17488.html https://regulations.justia.com/regulations/fedreg/2018/08/15/2018-17488.html Wed, 15 Aug 2018 00:00:00 -0700 2018-17488 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-15/pdf/2018-17488.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2018/08/15/2018-17487.html https://regulations.justia.com/regulations/fedreg/2018/08/15/2018-17487.html Wed, 15 Aug 2018 00:00:00 -0700 2018-17487 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-15/pdf/2018-17487.pdf