Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/08/15?limit=200&registers=between&mode=atom 2024-12-22T17:32:13-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2018/08/15/2018-17497.html Notice - Thrivent Financial for Lutherans, et al. 2018-08-15T00:00:00-07:00 2018-08-15T00:00:00-07:00 2018-17497 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-15/pdf/2018-17497.pdf https://regulations.justia.com/regulations/fedreg/2018/08/15/2018-17496.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change Relating to ATS Reporting to TRACE of Transactions in U.S. Treasury Securities 2018-08-15T00:00:00-07:00 2018-08-15T00:00:00-07:00 2018-17496 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-15/pdf/2018-17496.pdf https://regulations.justia.com/regulations/fedreg/2018/08/15/2018-17495.html Notice - Self-Regulatory Organizations: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX PEARL, LLC To Amend the MIAX PEARL Fee Schedule 2018-08-15T00:00:00-07:00 2018-08-15T00:00:00-07:00 2018-17495 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-15/pdf/2018-17495.pdf https://regulations.justia.com/regulations/fedreg/2018/08/15/2018-17494.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule 2018-08-15T00:00:00-07:00 2018-08-15T00:00:00-07:00 2018-17494 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-15/pdf/2018-17494.pdf https://regulations.justia.com/regulations/fedreg/2018/08/15/2018-17493.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule 2018-08-15T00:00:00-07:00 2018-08-15T00:00:00-07:00 2018-17493 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-15/pdf/2018-17493.pdf https://regulations.justia.com/regulations/fedreg/2018/08/15/2018-17492.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Incorporate the “PSX Last Sale and Nasdaq Last Sale Plus Data Feeds” Into the Market Data Enterprise License Proposed by the Nasdaq Stock Market LLC 2018-08-15T00:00:00-07:00 2018-08-15T00:00:00-07:00 2018-17492 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-15/pdf/2018-17492.pdf https://regulations.justia.com/regulations/fedreg/2018/08/15/2018-17491.html Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Incorporate BX Rule 7039 Into the Market Data Enterprise License Proposed by the Nasdaq Stock Market LLC 2018-08-15T00:00:00-07:00 2018-08-15T00:00:00-07:00 2018-17491 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-15/pdf/2018-17491.pdf https://regulations.justia.com/regulations/fedreg/2018/08/15/2018-17490.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 1.5, Definitions, Exchange Rule 14.6, Obligations for Companies Listed on the Exchange, and Exchange Rule 14.11, Other Securities 2018-08-15T00:00:00-07:00 2018-08-15T00:00:00-07:00 2018-17490 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-15/pdf/2018-17490.pdf https://regulations.justia.com/regulations/fedreg/2018/08/15/2018-17489.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Correct Certain References, Provide Transparency to Existing Processes and Amend Existing Practices in Connection With the Mortgage-Backed Securities Division Electronic Pool Notification Rules 2018-08-15T00:00:00-07:00 2018-08-15T00:00:00-07:00 2018-17489 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-15/pdf/2018-17489.pdf https://regulations.justia.com/regulations/fedreg/2018/08/15/2018-17488.html Notice - Proposed Collection; Comment Request 2018-08-15T00:00:00-07:00 2018-08-15T00:00:00-07:00 2018-17488 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-15/pdf/2018-17488.pdf https://regulations.justia.com/regulations/fedreg/2018/08/15/2018-17487.html Notice - Proposed Collection; Comment Request 2018-08-15T00:00:00-07:00 2018-08-15T00:00:00-07:00 2018-17487 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-15/pdf/2018-17487.pdf