<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]>
https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/08/02?registers=between
Tue, 15 Jul 2025 12:34:15 -0700Tue, 15 Jul 2025 12:34:15 -0700Justia Regulations TrackerCopyright 2011 Justia Inc.https://regulations.justia.com/images/justiafedregulations.gif<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]>
https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/08/02?registers=between
Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change as Modified by Amendment No. 1 Thereto Regarding the Continued Listing and Trading of Shares of the Natixis Loomis Sayles Short Duration Income ETF
https://regulations.justia.com/regulations/fedreg/2018/08/02/2018-16536.html
https://regulations.justia.com/regulations/fedreg/2018/08/02/2018-16536.htmlThu, 02 Aug 2018 00:00:00 -07002018-16536Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-08-02/pdf/2018-16536.pdfNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Amendments No. 1 and 2 to Proposed Rule Change Concerning Enhanced and New Tools for Recovery Scenarios
https://regulations.justia.com/regulations/fedreg/2018/08/02/2018-16535.html
https://regulations.justia.com/regulations/fedreg/2018/08/02/2018-16535.htmlThu, 02 Aug 2018 00:00:00 -07002018-16535Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-08-02/pdf/2018-16535.pdfNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Codify the Definitions of the Protocols That Members Can Use To Enter Quotes and Orders
https://regulations.justia.com/regulations/fedreg/2018/08/02/2018-16534.html
https://regulations.justia.com/regulations/fedreg/2018/08/02/2018-16534.htmlThu, 02 Aug 2018 00:00:00 -07002018-16534Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-08-02/pdf/2018-16534.pdfNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Partial Amendments No. 1 and 2 to Proposed Rule Change Concerning Updates to and Formalization of OCC's Recovery and Orderly Wind-Down Plan
https://regulations.justia.com/regulations/fedreg/2018/08/02/2018-16533.html
https://regulations.justia.com/regulations/fedreg/2018/08/02/2018-16533.htmlThu, 02 Aug 2018 00:00:00 -07002018-16533Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-08-02/pdf/2018-16533.pdfNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Definition of Flexibly Structured Options
https://regulations.justia.com/regulations/fedreg/2018/08/02/2018-16532.html
https://regulations.justia.com/regulations/fedreg/2018/08/02/2018-16532.htmlThu, 02 Aug 2018 00:00:00 -07002018-16532Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-08-02/pdf/2018-16532.pdfNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Market LLC (“BOX”) Options Facility To Establish BOX Connectivity Fees for Participants and Non-Participants Who Connect to the BOX Network
https://regulations.justia.com/regulations/fedreg/2018/08/02/2018-16531.html
https://regulations.justia.com/regulations/fedreg/2018/08/02/2018-16531.htmlThu, 02 Aug 2018 00:00:00 -07002018-16531Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-08-02/pdf/2018-16531.pdfNotice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Codify the Protocol Definitions That Members Use To Enter Quotes and Orders
https://regulations.justia.com/regulations/fedreg/2018/08/02/2018-16530.html
https://regulations.justia.com/regulations/fedreg/2018/08/02/2018-16530.htmlThu, 02 Aug 2018 00:00:00 -07002018-16530Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-08-02/pdf/2018-16530.pdfNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change, as Modified by Amendments No. 1 and 2, Related to The Options Clearing Corporation's Stress Testing and Clearing Fund Methodology
https://regulations.justia.com/regulations/fedreg/2018/08/02/2018-16529.html
https://regulations.justia.com/regulations/fedreg/2018/08/02/2018-16529.htmlThu, 02 Aug 2018 00:00:00 -07002018-16529Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-08-02/pdf/2018-16529.pdfNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 518, Complex Orders
https://regulations.justia.com/regulations/fedreg/2018/08/02/2018-16528.html
https://regulations.justia.com/regulations/fedreg/2018/08/02/2018-16528.htmlThu, 02 Aug 2018 00:00:00 -07002018-16528Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-08-02/pdf/2018-16528.pdfNotice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940
https://regulations.justia.com/regulations/fedreg/2018/08/02/2018-16527.html
https://regulations.justia.com/regulations/fedreg/2018/08/02/2018-16527.htmlThu, 02 Aug 2018 00:00:00 -07002018-16527Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-08-02/pdf/2018-16527.pdfNotice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Codify the Definitions of the Protocols That Members Can Use To Enter Quotes and Orders
https://regulations.justia.com/regulations/fedreg/2018/08/02/2018-16526.html
https://regulations.justia.com/regulations/fedreg/2018/08/02/2018-16526.htmlThu, 02 Aug 2018 00:00:00 -07002018-16526Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-08-02/pdf/2018-16526.pdf