<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/08/02?registers=between Sat, 18 May 2024 23:42:36 -0700 Sat, 18 May 2024 23:42:36 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/08/02?registers=between Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change as Modified by Amendment No. 1 Thereto Regarding the Continued Listing and Trading of Shares of the Natixis Loomis Sayles Short Duration Income ETF https://regulations.justia.com/regulations/fedreg/2018/08/02/2018-16536.html https://regulations.justia.com/regulations/fedreg/2018/08/02/2018-16536.html Thu, 02 Aug 2018 00:00:00 -0700 2018-16536 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-02/pdf/2018-16536.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Amendments No. 1 and 2 to Proposed Rule Change Concerning Enhanced and New Tools for Recovery Scenarios https://regulations.justia.com/regulations/fedreg/2018/08/02/2018-16535.html https://regulations.justia.com/regulations/fedreg/2018/08/02/2018-16535.html Thu, 02 Aug 2018 00:00:00 -0700 2018-16535 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-02/pdf/2018-16535.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Codify the Definitions of the Protocols That Members Can Use To Enter Quotes and Orders https://regulations.justia.com/regulations/fedreg/2018/08/02/2018-16534.html https://regulations.justia.com/regulations/fedreg/2018/08/02/2018-16534.html Thu, 02 Aug 2018 00:00:00 -0700 2018-16534 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-02/pdf/2018-16534.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Partial Amendments No. 1 and 2 to Proposed Rule Change Concerning Updates to and Formalization of OCC's Recovery and Orderly Wind-Down Plan https://regulations.justia.com/regulations/fedreg/2018/08/02/2018-16533.html https://regulations.justia.com/regulations/fedreg/2018/08/02/2018-16533.html Thu, 02 Aug 2018 00:00:00 -0700 2018-16533 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-02/pdf/2018-16533.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Definition of Flexibly Structured Options https://regulations.justia.com/regulations/fedreg/2018/08/02/2018-16532.html https://regulations.justia.com/regulations/fedreg/2018/08/02/2018-16532.html Thu, 02 Aug 2018 00:00:00 -0700 2018-16532 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-02/pdf/2018-16532.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Market LLC (“BOX”) Options Facility To Establish BOX Connectivity Fees for Participants and Non-Participants Who Connect to the BOX Network https://regulations.justia.com/regulations/fedreg/2018/08/02/2018-16531.html https://regulations.justia.com/regulations/fedreg/2018/08/02/2018-16531.html Thu, 02 Aug 2018 00:00:00 -0700 2018-16531 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-02/pdf/2018-16531.pdf Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Codify the Protocol Definitions That Members Use To Enter Quotes and Orders https://regulations.justia.com/regulations/fedreg/2018/08/02/2018-16530.html https://regulations.justia.com/regulations/fedreg/2018/08/02/2018-16530.html Thu, 02 Aug 2018 00:00:00 -0700 2018-16530 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-02/pdf/2018-16530.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change, as Modified by Amendments No. 1 and 2, Related to The Options Clearing Corporation's Stress Testing and Clearing Fund Methodology https://regulations.justia.com/regulations/fedreg/2018/08/02/2018-16529.html https://regulations.justia.com/regulations/fedreg/2018/08/02/2018-16529.html Thu, 02 Aug 2018 00:00:00 -0700 2018-16529 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-02/pdf/2018-16529.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 518, Complex Orders https://regulations.justia.com/regulations/fedreg/2018/08/02/2018-16528.html https://regulations.justia.com/regulations/fedreg/2018/08/02/2018-16528.html Thu, 02 Aug 2018 00:00:00 -0700 2018-16528 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-02/pdf/2018-16528.pdf Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2018/08/02/2018-16527.html https://regulations.justia.com/regulations/fedreg/2018/08/02/2018-16527.html Thu, 02 Aug 2018 00:00:00 -0700 2018-16527 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-02/pdf/2018-16527.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Codify the Definitions of the Protocols That Members Can Use To Enter Quotes and Orders https://regulations.justia.com/regulations/fedreg/2018/08/02/2018-16526.html https://regulations.justia.com/regulations/fedreg/2018/08/02/2018-16526.html Thu, 02 Aug 2018 00:00:00 -0700 2018-16526 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-02/pdf/2018-16526.pdf