<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/08/01?registers=between Sun, 19 May 2024 04:53:30 -0700 Sun, 19 May 2024 04:53:30 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/08/01?registers=between Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Order Setting Aside Action by Delegated Authority and Disapproving a Proposed Rule Change, as Modified by Amendments No. 1 and 2, To List and Trade Shares of the Winklevoss Bitcoin Trust https://regulations.justia.com/regulations/fedreg/2018/08/01/2018-16427.html https://regulations.justia.com/regulations/fedreg/2018/08/01/2018-16427.html Wed, 01 Aug 2018 00:00:00 -0700 2018-16427 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-01/pdf/2018-16427.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Relating to ATS Reporting of Transactions to TRACE in U.S. Treasury Securities https://regulations.justia.com/regulations/fedreg/2018/08/01/2018-16426.html https://regulations.justia.com/regulations/fedreg/2018/08/01/2018-16426.html Wed, 01 Aug 2018 00:00:00 -0700 2018-16426 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-01/pdf/2018-16426.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Withdrawal of Proposed Rule Change To Amend Rule 4702(b)(14) To Establish a Price Improvement Only Variation on the Midpoint Extended Life Order https://regulations.justia.com/regulations/fedreg/2018/08/01/2018-16425.html https://regulations.justia.com/regulations/fedreg/2018/08/01/2018-16425.html Wed, 01 Aug 2018 00:00:00 -0700 2018-16425 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-01/pdf/2018-16425.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Regarding Investments of the First Trust TCW Unconstrained Plus Bond ETF https://regulations.justia.com/regulations/fedreg/2018/08/01/2018-16424.html https://regulations.justia.com/regulations/fedreg/2018/08/01/2018-16424.html Wed, 01 Aug 2018 00:00:00 -0700 2018-16424 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-01/pdf/2018-16424.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE American Equities Price List and the NYSE American Options Fee Schedule Related to Co-Location Services in Connection With a Proposed Transaction With the Chicago Stock Exchange, Inc. Exchange and Its Parent, CHX Holdings, Inc. https://regulations.justia.com/regulations/fedreg/2018/08/01/2018-16423.html https://regulations.justia.com/regulations/fedreg/2018/08/01/2018-16423.html Wed, 01 Aug 2018 00:00:00 -0700 2018-16423 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-01/pdf/2018-16423.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List Related to Co-Location Services in Connection With a Proposed Transaction With the Chicago Stock Exchange, Inc. Exchange and Its Parent, CHX Holdings, Inc. https://regulations.justia.com/regulations/fedreg/2018/08/01/2018-16422.html https://regulations.justia.com/regulations/fedreg/2018/08/01/2018-16422.html Wed, 01 Aug 2018 00:00:00 -0700 2018-16422 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-01/pdf/2018-16422.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Options Fees and Charges and the NYSE Arca Equities Fees and Charges Related to Co-Location Services in Connection With a Proposed Transaction With the Chicago Stock Exchange, Inc. Exchange and Its Parent, CHX Holdings, Inc. https://regulations.justia.com/regulations/fedreg/2018/08/01/2018-16421.html https://regulations.justia.com/regulations/fedreg/2018/08/01/2018-16421.html Wed, 01 Aug 2018 00:00:00 -0700 2018-16421 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-01/pdf/2018-16421.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Rebates Related to Co-Location Services in Connection With a Proposed Transaction With the Chicago Stock Exchange, Inc. Exchange and Its Parent, CHX Holdings, Inc. https://regulations.justia.com/regulations/fedreg/2018/08/01/2018-16420.html https://regulations.justia.com/regulations/fedreg/2018/08/01/2018-16420.html Wed, 01 Aug 2018 00:00:00 -0700 2018-16420 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-01/pdf/2018-16420.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MSRB Rule A-13 to Temporarily Reduce the Rate of Assessment for the MSRB's Underwriting, Transaction and Technology Fees on Brokers, Dealers and Municipal Securities Dealers https://regulations.justia.com/regulations/fedreg/2018/08/01/2018-16419.html https://regulations.justia.com/regulations/fedreg/2018/08/01/2018-16419.html Wed, 01 Aug 2018 00:00:00 -0700 2018-16419 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-01/pdf/2018-16419.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Clarifying Changes and Updates to the DTC Underwriting Service Guide https://regulations.justia.com/regulations/fedreg/2018/08/01/2018-16418.html https://regulations.justia.com/regulations/fedreg/2018/08/01/2018-16418.html Wed, 01 Aug 2018 00:00:00 -0700 2018-16418 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-01/pdf/2018-16418.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of No Objection to Advance Notice, as Modified by Amendments No. 1 and 2, Concerning Proposed Changes to the Options Clearing Corporation's Stress Testing and Clearing Fund Methodology https://regulations.justia.com/regulations/fedreg/2018/08/01/2018-16417.html https://regulations.justia.com/regulations/fedreg/2018/08/01/2018-16417.html Wed, 01 Aug 2018 00:00:00 -0700 2018-16417 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-01/pdf/2018-16417.pdf