<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/07/31?registers=between Sun, 22 Dec 2024 07:09:09 -0800 Sun, 22 Dec 2024 07:09:09 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/07/31?registers=between Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Rebates https://regulations.justia.com/regulations/fedreg/2018/07/31/2018-16277.html https://regulations.justia.com/regulations/fedreg/2018/07/31/2018-16277.html Tue, 31 Jul 2018 00:00:00 -0700 2018-16277 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-31/pdf/2018-16277.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Options Fees and Charges and the NYSE Arca Equities Fees and Charges https://regulations.justia.com/regulations/fedreg/2018/07/31/2018-16276.html https://regulations.justia.com/regulations/fedreg/2018/07/31/2018-16276.html Tue, 31 Jul 2018 00:00:00 -0700 2018-16276 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-31/pdf/2018-16276.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its NYSE American Equities Price List and the NYSE American Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2018/07/31/2018-16275.html https://regulations.justia.com/regulations/fedreg/2018/07/31/2018-16275.html Tue, 31 Jul 2018 00:00:00 -0700 2018-16275 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-31/pdf/2018-16275.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List Related to Colocation https://regulations.justia.com/regulations/fedreg/2018/07/31/2018-16274.html https://regulations.justia.com/regulations/fedreg/2018/07/31/2018-16274.html Tue, 31 Jul 2018 00:00:00 -0700 2018-16274 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-31/pdf/2018-16274.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Align Existing Investigatory and Disciplinary Processes and Related Rules With the Investigatory and Disciplinary Processes and Associated Rules of Nasdaq BX, Inc. https://regulations.justia.com/regulations/fedreg/2018/07/31/2018-16273.html https://regulations.justia.com/regulations/fedreg/2018/07/31/2018-16273.html Tue, 31 Jul 2018 00:00:00 -0700 2018-16273 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-31/pdf/2018-16273.pdf Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Align Existing Investigatory and Disciplinary Processes and Related Rules With the Investigatory and Disciplinary Processes and Associated Rules of Nasdaq BX, Inc. https://regulations.justia.com/regulations/fedreg/2018/07/31/2018-16272.html https://regulations.justia.com/regulations/fedreg/2018/07/31/2018-16272.html Tue, 31 Jul 2018 00:00:00 -0700 2018-16272 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-31/pdf/2018-16272.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Align Existing Investigatory and Disciplinary Processes and Related Rules With the Investigatory and Disciplinary Processes and Associated Rules of Nasdaq BX, Inc. https://regulations.justia.com/regulations/fedreg/2018/07/31/2018-16271.html https://regulations.justia.com/regulations/fedreg/2018/07/31/2018-16271.html Tue, 31 Jul 2018 00:00:00 -0700 2018-16271 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-31/pdf/2018-16271.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Fees and Credits Under Rule 7018(a) https://regulations.justia.com/regulations/fedreg/2018/07/31/2018-16270.html https://regulations.justia.com/regulations/fedreg/2018/07/31/2018-16270.html Tue, 31 Jul 2018 00:00:00 -0700 2018-16270 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-31/pdf/2018-16270.pdf Proposed Rule - Exchange-Traded Funds https://regulations.justia.com/regulations/fedreg/2018/07/31/2018-14370.html https://regulations.justia.com/regulations/fedreg/2018/07/31/2018-14370.html Tue, 31 Jul 2018 00:00:00 -0700 2018-14370 Proposed Rule https://www.gpo.gov/fdsys/pkg/FR-2018-07-31/pdf/2018-14370.pdf