<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/07/20?registers=between Sun, 22 Dec 2024 07:11:30 -0800 Sun, 22 Dec 2024 07:11:30 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/07/20?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2018/07/20/2018-15673.html https://regulations.justia.com/regulations/fedreg/2018/07/20/2018-15673.html Fri, 20 Jul 2018 00:00:00 -0700 2018-15673 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-20/pdf/2018-15673.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Adopt Rules Governing the Trading of Complex Qualified Contingent Cross and Complex Customer Cross Orders https://regulations.justia.com/regulations/fedreg/2018/07/20/2018-15507.html https://regulations.justia.com/regulations/fedreg/2018/07/20/2018-15507.html Fri, 20 Jul 2018 00:00:00 -0700 2018-15507 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-20/pdf/2018-15507.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on Cboe BZX Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2018/07/20/2018-15506.html https://regulations.justia.com/regulations/fedreg/2018/07/20/2018-15506.html Fri, 20 Jul 2018 00:00:00 -0700 2018-15506 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-20/pdf/2018-15506.pdf Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on Cboe EDGA Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2018/07/20/2018-15505.html https://regulations.justia.com/regulations/fedreg/2018/07/20/2018-15505.html Fri, 20 Jul 2018 00:00:00 -0700 2018-15505 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-20/pdf/2018-15505.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend MRX Rule 723 https://regulations.justia.com/regulations/fedreg/2018/07/20/2018-15504.html https://regulations.justia.com/regulations/fedreg/2018/07/20/2018-15504.html Fri, 20 Jul 2018 00:00:00 -0700 2018-15504 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-20/pdf/2018-15504.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Schedule of Fees To Add Establish Fees and Rebates for NQX Options and Make Several Clarifying Changes https://regulations.justia.com/regulations/fedreg/2018/07/20/2018-15503.html https://regulations.justia.com/regulations/fedreg/2018/07/20/2018-15503.html Fri, 20 Jul 2018 00:00:00 -0700 2018-15503 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-20/pdf/2018-15503.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BX Rules at Chapter VII, Section 6 Related to Market Maker Quotations, Section 14 Related to Lead Market Maker Quotations and Section 15 Related to Directed Market Maker Quotations https://regulations.justia.com/regulations/fedreg/2018/07/20/2018-15502.html https://regulations.justia.com/regulations/fedreg/2018/07/20/2018-15502.html Fri, 20 Jul 2018 00:00:00 -0700 2018-15502 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-20/pdf/2018-15502.pdf Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Improvement Orders Entered Into the Price Improvement Mechanism https://regulations.justia.com/regulations/fedreg/2018/07/20/2018-15501.html https://regulations.justia.com/regulations/fedreg/2018/07/20/2018-15501.html Fri, 20 Jul 2018 00:00:00 -0700 2018-15501 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-20/pdf/2018-15501.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend ISE Rule 723 https://regulations.justia.com/regulations/fedreg/2018/07/20/2018-15499.html https://regulations.justia.com/regulations/fedreg/2018/07/20/2018-15499.html Fri, 20 Jul 2018 00:00:00 -0700 2018-15499 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-20/pdf/2018-15499.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on Cboe EDGX Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2018/07/20/2018-15498.html https://regulations.justia.com/regulations/fedreg/2018/07/20/2018-15498.html Fri, 20 Jul 2018 00:00:00 -0700 2018-15498 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-20/pdf/2018-15498.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on Cboe BYX Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2018/07/20/2018-15497.html https://regulations.justia.com/regulations/fedreg/2018/07/20/2018-15497.html Fri, 20 Jul 2018 00:00:00 -0700 2018-15497 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-20/pdf/2018-15497.pdf Proposed Rule - Whistleblower Program Rules https://regulations.justia.com/regulations/fedreg/2018/07/20/2018-14411.html https://regulations.justia.com/regulations/fedreg/2018/07/20/2018-14411.html Fri, 20 Jul 2018 00:00:00 -0700 2018-14411 Proposed Rule https://www.gpo.gov/fdsys/pkg/FR-2018-07-20/pdf/2018-14411.pdf