Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/07/09?limit=200&registers=between&mode=atom 2024-12-22T07:49:07-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2018/07/09/2018-14669.html Notice - Self-Regulatory Organizations; National Futures Association; Notice of Filing and Immediate Effectiveness of Proposed Change to the Interpretive Notice to NFA Compliance Rule 2-30(b): Risk Disclosure Statement for Security Futures Contracts 2018-07-09T00:00:00-07:00 2018-07-09T00:00:00-07:00 2018-14669 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-09/pdf/2018-14669.pdf https://regulations.justia.com/regulations/fedreg/2018/07/09/2018-14667.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade the Shares of the Western Asset Total Return ETF 2018-07-09T00:00:00-07:00 2018-07-09T00:00:00-07:00 2018-14667 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-09/pdf/2018-14667.pdf https://regulations.justia.com/regulations/fedreg/2018/07/09/2018-14666.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule With Respect to Expiring Fee Waivers and Remove the FLEX Trader Incentive Program 2018-07-09T00:00:00-07:00 2018-07-09T00:00:00-07:00 2018-14666 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-09/pdf/2018-14666.pdf https://regulations.justia.com/regulations/fedreg/2018/07/09/2018-14662.html Notice - Vivaldi Opportunities Fund and Vivaldi Asset Management, LLC 2018-07-09T00:00:00-07:00 2018-07-09T00:00:00-07:00 2018-14662 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-09/pdf/2018-14662.pdf https://regulations.justia.com/regulations/fedreg/2018/07/09/2018-14658.html Notice - Altaba Inc. 2018-07-09T00:00:00-07:00 2018-07-09T00:00:00-07:00 2018-14658 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-09/pdf/2018-14658.pdf https://regulations.justia.com/regulations/fedreg/2018/07/09/2018-14657.html Notice - Proposed Collection; Comment Request 2018-07-09T00:00:00-07:00 2018-07-09T00:00:00-07:00 2018-14657 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-09/pdf/2018-14657.pdf https://regulations.justia.com/regulations/fedreg/2018/07/09/2018-14656.html Notice - Proposed Collection; Comment Request 2018-07-09T00:00:00-07:00 2018-07-09T00:00:00-07:00 2018-14656 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-09/pdf/2018-14656.pdf https://regulations.justia.com/regulations/fedreg/2018/07/09/2018-14655.html Notice - Proposed Collection; Comment Request 2018-07-09T00:00:00-07:00 2018-07-09T00:00:00-07:00 2018-14655 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-09/pdf/2018-14655.pdf https://regulations.justia.com/regulations/fedreg/2018/07/09/2018-14654.html Notice - Proposed Collection; Comment Request 2018-07-09T00:00:00-07:00 2018-07-09T00:00:00-07:00 2018-14654 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-09/pdf/2018-14654.pdf https://regulations.justia.com/regulations/fedreg/2018/07/09/2018-14653.html Notice - Proposed Collection; Comment Request 2018-07-09T00:00:00-07:00 2018-07-09T00:00:00-07:00 2018-14653 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-09/pdf/2018-14653.pdf https://regulations.justia.com/regulations/fedreg/2018/07/09/2018-14652.html Notice - Proposed Collection; Comment Request 2018-07-09T00:00:00-07:00 2018-07-09T00:00:00-07:00 2018-14652 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-09/pdf/2018-14652.pdf https://regulations.justia.com/regulations/fedreg/2018/07/09/2018-14651.html Notice - Proposed Collection; Comment Request 2018-07-09T00:00:00-07:00 2018-07-09T00:00:00-07:00 2018-14651 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-09/pdf/2018-14651.pdf https://regulations.justia.com/regulations/fedreg/2018/07/09/2018-14650.html Notice - Proposed Collection; Comment Request 2018-07-09T00:00:00-07:00 2018-07-09T00:00:00-07:00 2018-14650 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-09/pdf/2018-14650.pdf https://regulations.justia.com/regulations/fedreg/2018/07/09/2018-14551.html Notice - Self-Regulatory Organizations: Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.420 Concerning the Order Audit Trail System Requirements To Make Conforming and Technical Changes 2018-07-09T00:00:00-07:00 2018-07-09T00:00:00-07:00 2018-14551 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-09/pdf/2018-14551.pdf https://regulations.justia.com/regulations/fedreg/2018/07/09/2018-14550.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule To Adopt a Financial Incentive Program for Lead Market-Makers Appointed in MSCI EAFE Index Options and MSCI Emerging Markets Index Options 2018-07-09T00:00:00-07:00 2018-07-09T00:00:00-07:00 2018-14550 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-09/pdf/2018-14550.pdf https://regulations.justia.com/regulations/fedreg/2018/07/09/2018-14549.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Concerning MSCI EAFE Index Options and MSCI Emerging Markets Index Options 2018-07-09T00:00:00-07:00 2018-07-09T00:00:00-07:00 2018-14549 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-09/pdf/2018-14549.pdf https://regulations.justia.com/regulations/fedreg/2018/07/09/2018-14548.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 24.6, Days and Hours of Business Concerning Expiring MSCI EAFE Index Options and MSCI Emerging Markets Index Options 2018-07-09T00:00:00-07:00 2018-07-09T00:00:00-07:00 2018-14548 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-09/pdf/2018-14548.pdf https://regulations.justia.com/regulations/fedreg/2018/07/09/2018-14547.html Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Structure of its Fee Schedule and Make Several Conforming and Clarifying Changes, Pursuant to IEX Rule 15.110(A) and (C) 2018-07-09T00:00:00-07:00 2018-07-09T00:00:00-07:00 2018-14547 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-09/pdf/2018-14547.pdf https://regulations.justia.com/regulations/fedreg/2018/07/09/2018-14546.html Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the IPO Auction Processes for Trading in an IEX-Listed Security That Is the Subject of an Initial Public Offering 2018-07-09T00:00:00-07:00 2018-07-09T00:00:00-07:00 2018-14546 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-09/pdf/2018-14546.pdf https://regulations.justia.com/regulations/fedreg/2018/07/09/2018-14545.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 602, Appointment of Market Makers 2018-07-09T00:00:00-07:00 2018-07-09T00:00:00-07:00 2018-14545 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-09/pdf/2018-14545.pdf https://regulations.justia.com/regulations/fedreg/2018/07/09/2018-14544.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing of Proposed Rule Change To Amend Its Rules Related to Complex Orders 2018-07-09T00:00:00-07:00 2018-07-09T00:00:00-07:00 2018-14544 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-09/pdf/2018-14544.pdf