<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/06/29?registers=between Tue, 15 Jul 2025 19:56:08 -0700 Tue, 15 Jul 2025 19:56:08 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/06/29?registers=between Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate the Exchange's Rules Pertaining to Co-Location and Direct Connectivity https://regulations.justia.com/regulations/fedreg/2018/06/29/2018-13986.html https://regulations.justia.com/regulations/fedreg/2018/06/29/2018-13986.html Fri, 29 Jun 2018 00:00:00 -0700 2018-13986 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-29/pdf/2018-13986.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change Relating to Amending the ICC Clearing Rules Regarding Mark-to-Market Margin https://regulations.justia.com/regulations/fedreg/2018/06/29/2018-13985.html https://regulations.justia.com/regulations/fedreg/2018/06/29/2018-13985.html Fri, 29 Jun 2018 00:00:00 -0700 2018-13985 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-29/pdf/2018-13985.pdf Notice - Self-Regulatory Organizations; NYSE Arca Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Commentary .02 to Rule 6.72-O in Order To Extend the Penny Pilot in Options Classes in Certain Issues Through December 31, 2018 https://regulations.justia.com/regulations/fedreg/2018/06/29/2018-13984.html https://regulations.justia.com/regulations/fedreg/2018/06/29/2018-13984.html Fri, 29 Jun 2018 00:00:00 -0700 2018-13984 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-29/pdf/2018-13984.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 510 To Extend the Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2018/06/29/2018-13983.html https://regulations.justia.com/regulations/fedreg/2018/06/29/2018-13983.html Fri, 29 Jun 2018 00:00:00 -0700 2018-13983 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-29/pdf/2018-13983.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate the Exchange's Rules Pertaining to Co-Location and Direct Connectivity https://regulations.justia.com/regulations/fedreg/2018/06/29/2018-13982.html https://regulations.justia.com/regulations/fedreg/2018/06/29/2018-13982.html Fri, 29 Jun 2018 00:00:00 -0700 2018-13982 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-29/pdf/2018-13982.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MIAX Options Rule 510 To Extend the Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2018/06/29/2018-13981.html https://regulations.justia.com/regulations/fedreg/2018/06/29/2018-13981.html Fri, 29 Jun 2018 00:00:00 -0700 2018-13981 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-29/pdf/2018-13981.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the DTC Operational Arrangements To Add Clarifying Text Relating to the Processing of Unit Investment Trust Securities Through the DTC Investor's Voluntary Redemptions and Sales Service https://regulations.justia.com/regulations/fedreg/2018/06/29/2018-13980.html https://regulations.justia.com/regulations/fedreg/2018/06/29/2018-13980.html Fri, 29 Jun 2018 00:00:00 -0700 2018-13980 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-29/pdf/2018-13980.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Commentary .02 to Rule 960NY in Order To Extend the Penny Pilot in Options Classes in Certain Issues Through December 31, 2018 https://regulations.justia.com/regulations/fedreg/2018/06/29/2018-13979.html https://regulations.justia.com/regulations/fedreg/2018/06/29/2018-13979.html Fri, 29 Jun 2018 00:00:00 -0700 2018-13979 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-29/pdf/2018-13979.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Exchange Rule 6.2., Hybrid Opening (and Sometimes Closing) System (“HOSS”) https://regulations.justia.com/regulations/fedreg/2018/06/29/2018-13978.html https://regulations.justia.com/regulations/fedreg/2018/06/29/2018-13978.html Fri, 29 Jun 2018 00:00:00 -0700 2018-13978 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-29/pdf/2018-13978.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Exchange Rule 6.2., Hybrid Opening (and Sometimes Closing) System (“HOSS”) https://regulations.justia.com/regulations/fedreg/2018/06/29/2018-13977.html https://regulations.justia.com/regulations/fedreg/2018/06/29/2018-13977.html Fri, 29 Jun 2018 00:00:00 -0700 2018-13977 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-29/pdf/2018-13977.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Fixed Income Clearing Corporation; National Securities Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Amend the Loss Allocation Rules and Make Other Changes https://regulations.justia.com/regulations/fedreg/2018/06/29/2018-13975.html https://regulations.justia.com/regulations/fedreg/2018/06/29/2018-13975.html Fri, 29 Jun 2018 00:00:00 -0700 2018-13975 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-29/pdf/2018-13975.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Fixed Income Clearing Corporation; National Securities Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Adopt a Recovery & Wind-Down Plan and Related Rules https://regulations.justia.com/regulations/fedreg/2018/06/29/2018-13974.html https://regulations.justia.com/regulations/fedreg/2018/06/29/2018-13974.html Fri, 29 Jun 2018 00:00:00 -0700 2018-13974 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-29/pdf/2018-13974.pdf