Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/06/29?limit=200&registers=between&mode=atom 2024-12-22T07:12:17-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2018/06/29/2018-13986.html Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate the Exchange's Rules Pertaining to Co-Location and Direct Connectivity 2018-06-29T00:00:00-07:00 2018-06-29T00:00:00-07:00 2018-13986 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-29/pdf/2018-13986.pdf https://regulations.justia.com/regulations/fedreg/2018/06/29/2018-13985.html Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change Relating to Amending the ICC Clearing Rules Regarding Mark-to-Market Margin 2018-06-29T00:00:00-07:00 2018-06-29T00:00:00-07:00 2018-13985 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-29/pdf/2018-13985.pdf https://regulations.justia.com/regulations/fedreg/2018/06/29/2018-13984.html Notice - Self-Regulatory Organizations; NYSE Arca Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Commentary .02 to Rule 6.72-O in Order To Extend the Penny Pilot in Options Classes in Certain Issues Through December 31, 2018 2018-06-29T00:00:00-07:00 2018-06-29T00:00:00-07:00 2018-13984 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-29/pdf/2018-13984.pdf https://regulations.justia.com/regulations/fedreg/2018/06/29/2018-13983.html Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 510 To Extend the Penny Pilot Program 2018-06-29T00:00:00-07:00 2018-06-29T00:00:00-07:00 2018-13983 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-29/pdf/2018-13983.pdf https://regulations.justia.com/regulations/fedreg/2018/06/29/2018-13982.html Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate the Exchange's Rules Pertaining to Co-Location and Direct Connectivity 2018-06-29T00:00:00-07:00 2018-06-29T00:00:00-07:00 2018-13982 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-29/pdf/2018-13982.pdf https://regulations.justia.com/regulations/fedreg/2018/06/29/2018-13981.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MIAX Options Rule 510 To Extend the Penny Pilot Program 2018-06-29T00:00:00-07:00 2018-06-29T00:00:00-07:00 2018-13981 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-29/pdf/2018-13981.pdf https://regulations.justia.com/regulations/fedreg/2018/06/29/2018-13980.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the DTC Operational Arrangements To Add Clarifying Text Relating to the Processing of Unit Investment Trust Securities Through the DTC Investor's Voluntary Redemptions and Sales Service 2018-06-29T00:00:00-07:00 2018-06-29T00:00:00-07:00 2018-13980 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-29/pdf/2018-13980.pdf https://regulations.justia.com/regulations/fedreg/2018/06/29/2018-13979.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Commentary .02 to Rule 960NY in Order To Extend the Penny Pilot in Options Classes in Certain Issues Through December 31, 2018 2018-06-29T00:00:00-07:00 2018-06-29T00:00:00-07:00 2018-13979 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-29/pdf/2018-13979.pdf https://regulations.justia.com/regulations/fedreg/2018/06/29/2018-13978.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Exchange Rule 6.2., Hybrid Opening (and Sometimes Closing) System (“HOSS”) 2018-06-29T00:00:00-07:00 2018-06-29T00:00:00-07:00 2018-13978 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-29/pdf/2018-13978.pdf https://regulations.justia.com/regulations/fedreg/2018/06/29/2018-13977.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Exchange Rule 6.2., Hybrid Opening (and Sometimes Closing) System (“HOSS”) 2018-06-29T00:00:00-07:00 2018-06-29T00:00:00-07:00 2018-13977 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-29/pdf/2018-13977.pdf https://regulations.justia.com/regulations/fedreg/2018/06/29/2018-13975.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Fixed Income Clearing Corporation; National Securities Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Amend the Loss Allocation Rules and Make Other Changes 2018-06-29T00:00:00-07:00 2018-06-29T00:00:00-07:00 2018-13975 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-29/pdf/2018-13975.pdf https://regulations.justia.com/regulations/fedreg/2018/06/29/2018-13974.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Fixed Income Clearing Corporation; National Securities Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Adopt a Recovery & Wind-Down Plan and Related Rules 2018-06-29T00:00:00-07:00 2018-06-29T00:00:00-07:00 2018-13974 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-29/pdf/2018-13974.pdf