<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/06/27?registers=between Sun, 22 Dec 2024 08:37:28 -0800 Sun, 22 Dec 2024 08:37:28 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/06/27?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2018/06/27/2018-13888.html https://regulations.justia.com/regulations/fedreg/2018/06/27/2018-13888.html Wed, 27 Jun 2018 00:00:00 -0700 2018-13888 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-27/pdf/2018-13888.pdf Notice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of the Forty-Third Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis https://regulations.justia.com/regulations/fedreg/2018/06/27/2018-13767.html https://regulations.justia.com/regulations/fedreg/2018/06/27/2018-13767.html Wed, 27 Jun 2018 00:00:00 -0700 2018-13767 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-27/pdf/2018-13767.pdf Notice - Consolidated Tape Association; Notice of Filing and Immediate Effectiveness of the Twenty-Ninth Substantive Amendment to the Second Restatement of the CTA Plan and the Twenty-First Amendment to the Restated CQ Plan https://regulations.justia.com/regulations/fedreg/2018/06/27/2018-13766.html https://regulations.justia.com/regulations/fedreg/2018/06/27/2018-13766.html Wed, 27 Jun 2018 00:00:00 -0700 2018-13766 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-27/pdf/2018-13766.pdf Notice - Self-Regulatory Organizations; National Futures Association; Notice of Filing and Immediate Effectiveness of Proposed Technical Amendment to the Interpretive Notice to NFA Compliance Rule 2-9: Special Supervisory Requirements for Members Registered as Broker-Dealers Under Section 15(b)(11) of the Securities Exchange Act of 1934 https://regulations.justia.com/regulations/fedreg/2018/06/27/2018-13764.html https://regulations.justia.com/regulations/fedreg/2018/06/27/2018-13764.html Wed, 27 Jun 2018 00:00:00 -0700 2018-13764 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-27/pdf/2018-13764.pdf Notice - Self-Regulatory Organizations; National Futures Association; Notice of Filing and Immediate Effectiveness of Proposed Change to the Interpretive Notice to NFA Compliance Rule 2-9: Enhanced Supervisory Requirements: Requiring NFA Members To Maintain a Record of All Electronic Written Communications https://regulations.justia.com/regulations/fedreg/2018/06/27/2018-13763.html https://regulations.justia.com/regulations/fedreg/2018/06/27/2018-13763.html Wed, 27 Jun 2018 00:00:00 -0700 2018-13763 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-27/pdf/2018-13763.pdf Notice - Impact Shares Trust I, et al. https://regulations.justia.com/regulations/fedreg/2018/06/27/2018-13762.html https://regulations.justia.com/regulations/fedreg/2018/06/27/2018-13762.html Wed, 27 Jun 2018 00:00:00 -0700 2018-13762 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-27/pdf/2018-13762.pdf