<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/06/26?registers=between Fri, 18 Jul 2025 13:08:24 -0700 Fri, 18 Jul 2025 13:08:24 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/06/26?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13784.html https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13784.html Tue, 26 Jun 2018 00:00:00 -0700 2018-13784 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-26/pdf/2018-13784.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13687.html https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13687.html Tue, 26 Jun 2018 00:00:00 -0700 2018-13687 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-26/pdf/2018-13687.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13686.html https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13686.html Tue, 26 Jun 2018 00:00:00 -0700 2018-13686 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-26/pdf/2018-13686.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13685.html https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13685.html Tue, 26 Jun 2018 00:00:00 -0700 2018-13685 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-26/pdf/2018-13685.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13684.html https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13684.html Tue, 26 Jun 2018 00:00:00 -0700 2018-13684 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-26/pdf/2018-13684.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13683.html https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13683.html Tue, 26 Jun 2018 00:00:00 -0700 2018-13683 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-26/pdf/2018-13683.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13682.html https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13682.html Tue, 26 Jun 2018 00:00:00 -0700 2018-13682 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-26/pdf/2018-13682.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13681.html https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13681.html Tue, 26 Jun 2018 00:00:00 -0700 2018-13681 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-26/pdf/2018-13681.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13680.html https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13680.html Tue, 26 Jun 2018 00:00:00 -0700 2018-13680 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-26/pdf/2018-13680.pdf Notice - Self-Regulatory Organizations; Options Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Concerning Updates to and Formalization of OCC's Recovery and Orderly Wind-Down Plan https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13638.html https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13638.html Tue, 26 Jun 2018 00:00:00 -0700 2018-13638 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-26/pdf/2018-13638.pdf Notice - Self-Regulatory Organizations; Options Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Concerning Enhanced and New Tools for Recovery Scenarios https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13637.html https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13637.html Tue, 26 Jun 2018 00:00:00 -0700 2018-13637 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-26/pdf/2018-13637.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rule Governing Crowd Space Disputes https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13620.html https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13620.html Tue, 26 Jun 2018 00:00:00 -0700 2018-13620 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-26/pdf/2018-13620.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To, Among Other Things, Amend MSRB Rule G-3 To Restructure the MSRB's Current Municipal Securities Representative Qualification Examination and Harmonize Certain MSRB Qualification Requirements With FINRA Rules https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13619.html https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13619.html Tue, 26 Jun 2018 00:00:00 -0700 2018-13619 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-26/pdf/2018-13619.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 4702 https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13618.html https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13618.html Tue, 26 Jun 2018 00:00:00 -0700 2018-13618 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-26/pdf/2018-13618.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the Principal Morley Short Duration Index ETF https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13617.html https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13617.html Tue, 26 Jun 2018 00:00:00 -0700 2018-13617 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-26/pdf/2018-13617.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate the Exchange's Rules Pertaining to Co-location and Direct Connectivity https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13616.html https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13616.html Tue, 26 Jun 2018 00:00:00 -0700 2018-13616 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-26/pdf/2018-13616.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Clarify the SPX Select Market-Maker Program https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13615.html https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13615.html Tue, 26 Jun 2018 00:00:00 -0700 2018-13615 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-26/pdf/2018-13615.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Implementation of FINRA Rule 4240 (Margin Requirements for Credit Default Swaps) https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13614.html https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13614.html Tue, 26 Jun 2018 00:00:00 -0700 2018-13614 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-26/pdf/2018-13614.pdf Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective an Amended Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and BOX Options Exchange LLC https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13594.html https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13594.html Tue, 26 Jun 2018 00:00:00 -0700 2018-13594 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-26/pdf/2018-13594.pdf