Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/06/26?limit=200&registers=between&mode=atom 2024-12-22T07:05:41-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13784.html Notice - Sunshine Act Meetings 2018-06-26T00:00:00-07:00 2018-06-26T00:00:00-07:00 2018-13784 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-26/pdf/2018-13784.pdf https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13687.html Notice - Submission for OMB Review; Comment Request 2018-06-26T00:00:00-07:00 2018-06-26T00:00:00-07:00 2018-13687 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-26/pdf/2018-13687.pdf https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13686.html Notice - Submission for OMB Review; Comment Request 2018-06-26T00:00:00-07:00 2018-06-26T00:00:00-07:00 2018-13686 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-26/pdf/2018-13686.pdf https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13685.html Notice - Submission for OMB Review; Comment Request 2018-06-26T00:00:00-07:00 2018-06-26T00:00:00-07:00 2018-13685 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-26/pdf/2018-13685.pdf https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13684.html Notice - Submission for OMB Review; Comment Request 2018-06-26T00:00:00-07:00 2018-06-26T00:00:00-07:00 2018-13684 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-26/pdf/2018-13684.pdf https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13683.html Notice - Submission for OMB Review; Comment Request 2018-06-26T00:00:00-07:00 2018-06-26T00:00:00-07:00 2018-13683 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-26/pdf/2018-13683.pdf https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13682.html Notice - Submission for OMB Review; Comment Request 2018-06-26T00:00:00-07:00 2018-06-26T00:00:00-07:00 2018-13682 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-26/pdf/2018-13682.pdf https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13681.html Notice - Submission for OMB Review; Comment Request 2018-06-26T00:00:00-07:00 2018-06-26T00:00:00-07:00 2018-13681 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-26/pdf/2018-13681.pdf https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13680.html Notice - Submission for OMB Review; Comment Request 2018-06-26T00:00:00-07:00 2018-06-26T00:00:00-07:00 2018-13680 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-26/pdf/2018-13680.pdf https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13638.html Notice - Self-Regulatory Organizations; Options Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Concerning Updates to and Formalization of OCC's Recovery and Orderly Wind-Down Plan 2018-06-26T00:00:00-07:00 2018-06-26T00:00:00-07:00 2018-13638 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-26/pdf/2018-13638.pdf https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13637.html Notice - Self-Regulatory Organizations; Options Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Concerning Enhanced and New Tools for Recovery Scenarios 2018-06-26T00:00:00-07:00 2018-06-26T00:00:00-07:00 2018-13637 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-26/pdf/2018-13637.pdf https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13620.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rule Governing Crowd Space Disputes 2018-06-26T00:00:00-07:00 2018-06-26T00:00:00-07:00 2018-13620 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-26/pdf/2018-13620.pdf https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13619.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To, Among Other Things, Amend MSRB Rule G-3 To Restructure the MSRB's Current Municipal Securities Representative Qualification Examination and Harmonize Certain MSRB Qualification Requirements With FINRA Rules 2018-06-26T00:00:00-07:00 2018-06-26T00:00:00-07:00 2018-13619 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-26/pdf/2018-13619.pdf https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13618.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 4702 2018-06-26T00:00:00-07:00 2018-06-26T00:00:00-07:00 2018-13618 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-26/pdf/2018-13618.pdf https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13617.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the Principal Morley Short Duration Index ETF 2018-06-26T00:00:00-07:00 2018-06-26T00:00:00-07:00 2018-13617 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-26/pdf/2018-13617.pdf https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13616.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate the Exchange's Rules Pertaining to Co-location and Direct Connectivity 2018-06-26T00:00:00-07:00 2018-06-26T00:00:00-07:00 2018-13616 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-26/pdf/2018-13616.pdf https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13615.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Clarify the SPX Select Market-Maker Program 2018-06-26T00:00:00-07:00 2018-06-26T00:00:00-07:00 2018-13615 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-26/pdf/2018-13615.pdf https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13614.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Implementation of FINRA Rule 4240 (Margin Requirements for Credit Default Swaps) 2018-06-26T00:00:00-07:00 2018-06-26T00:00:00-07:00 2018-13614 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-26/pdf/2018-13614.pdf https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13594.html Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective an Amended Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and BOX Options Exchange LLC 2018-06-26T00:00:00-07:00 2018-06-26T00:00:00-07:00 2018-13594 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-26/pdf/2018-13594.pdf