<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/06/11?registers=between Sun, 22 Dec 2024 08:31:45 -0800 Sun, 22 Dec 2024 08:31:45 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/06/11?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2018/06/11/2018-12547.html https://regulations.justia.com/regulations/fedreg/2018/06/11/2018-12547.html Mon, 11 Jun 2018 00:00:00 -0700 2018-12547 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-11/pdf/2018-12547.pdf Notice - BlackRock Variable Series Funds, Inc., et al. https://regulations.justia.com/regulations/fedreg/2018/06/11/2018-12509.html https://regulations.justia.com/regulations/fedreg/2018/06/11/2018-12509.html Mon, 11 Jun 2018 00:00:00 -0700 2018-12509 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-11/pdf/2018-12509.pdf Notice - Order Affirming Action by Delegated Authority Approving SR-NYSE-2016-55 and Discontinuing Stay https://regulations.justia.com/regulations/fedreg/2018/06/11/2018-12435.html https://regulations.justia.com/regulations/fedreg/2018/06/11/2018-12435.html Mon, 11 Jun 2018 00:00:00 -0700 2018-12435 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-11/pdf/2018-12435.pdf Notice - Proposed Collection; Comment Request; Generic ICR: Generic Clearance for the Collection of Qualitative Feedback on Agency Service Delivery https://regulations.justia.com/regulations/fedreg/2018/06/11/2018-12434.html https://regulations.justia.com/regulations/fedreg/2018/06/11/2018-12434.html Mon, 11 Jun 2018 00:00:00 -0700 2018-12434 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-11/pdf/2018-12434.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the Natixis Loomis Sayles Short Duration Income ETF https://regulations.justia.com/regulations/fedreg/2018/06/11/2018-12433.html https://regulations.justia.com/regulations/fedreg/2018/06/11/2018-12433.html Mon, 11 Jun 2018 00:00:00 -0700 2018-12433 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-11/pdf/2018-12433.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Establish an Electronic Price Improvement Auction for Complex Orders https://regulations.justia.com/regulations/fedreg/2018/06/11/2018-12432.html https://regulations.justia.com/regulations/fedreg/2018/06/11/2018-12432.html Mon, 11 Jun 2018 00:00:00 -0700 2018-12432 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-11/pdf/2018-12432.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Withdrawal of Proposed Rule Change To Modify the Listing Requirements Related to Special Purpose Acquisition Companies Listing Standards To Reduce Round Lot Holders on Nasdaq Capital Market for Initial Listing From 300 to 150 and Eliminate Public Holders for Continued Listing From 300 to Zero, Require $5 Million in Net Tangible Assets for Initial and Continued Listing on Nasdaq Capital Market, and Impose a Deadline To Demonstrate Compliance With Initial Listing Requirements on All Nasdaq Markets Within 30 Days Following Each Business Combination https://regulations.justia.com/regulations/fedreg/2018/06/11/2018-12431.html https://regulations.justia.com/regulations/fedreg/2018/06/11/2018-12431.html Mon, 11 Jun 2018 00:00:00 -0700 2018-12431 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-11/pdf/2018-12431.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to the Index Methodology Applicable to Indexes Underlying iShares California AMT-Free Muni Bond ETF and iShares New York AMT-Free Muni Bond ETF https://regulations.justia.com/regulations/fedreg/2018/06/11/2018-12430.html https://regulations.justia.com/regulations/fedreg/2018/06/11/2018-12430.html Mon, 11 Jun 2018 00:00:00 -0700 2018-12430 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-11/pdf/2018-12430.pdf Notice - Request for Comments on the Processing Fees Charged by Intermediaries for Distributing Materials Other Than Proxy Materials To Fund Investors https://regulations.justia.com/regulations/fedreg/2018/06/11/2018-12422.html https://regulations.justia.com/regulations/fedreg/2018/06/11/2018-12422.html Mon, 11 Jun 2018 00:00:00 -0700 2018-12422 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-11/pdf/2018-12422.pdf Proposed Rule - Request for Comment on Fund Retail Investor Experience and Disclosure https://regulations.justia.com/regulations/fedreg/2018/06/11/2018-12408.html https://regulations.justia.com/regulations/fedreg/2018/06/11/2018-12408.html Mon, 11 Jun 2018 00:00:00 -0700 2018-12408 Proposed Rule https://www.gpo.gov/fdsys/pkg/FR-2018-06-11/pdf/2018-12408.pdf Proposed Rule - Regulatory Flexibility Agenda https://regulations.justia.com/regulations/fedreg/2018/06/11/2018-11245.html https://regulations.justia.com/regulations/fedreg/2018/06/11/2018-11245.html Mon, 11 Jun 2018 00:00:00 -0700 2018-11245 Proposed Rule https://www.gpo.gov/fdsys/pkg/FR-2018-06-11/pdf/2018-11245.pdf