<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/05/31?registers=between Sun, 13 Jul 2025 06:50:34 -0700 Sun, 13 Jul 2025 06:50:34 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/05/31?registers=between Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2018/05/31/2018-11729.html https://regulations.justia.com/regulations/fedreg/2018/05/31/2018-11729.html Thu, 31 May 2018 00:00:00 -0700 2018-11729 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-31/pdf/2018-11729.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to District Committee Structure and Governance https://regulations.justia.com/regulations/fedreg/2018/05/31/2018-11728.html https://regulations.justia.com/regulations/fedreg/2018/05/31/2018-11728.html Thu, 31 May 2018 00:00:00 -0700 2018-11728 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-31/pdf/2018-11728.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change Related to The Options Clearing Corporation's Margin Methodology https://regulations.justia.com/regulations/fedreg/2018/05/31/2018-11615.html https://regulations.justia.com/regulations/fedreg/2018/05/31/2018-11615.html Thu, 31 May 2018 00:00:00 -0700 2018-11615 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-31/pdf/2018-11615.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NYSE Arca Rule 5.3-E To Exclude Certain Categories of Issuers From the Exchange's Annual Meeting Requirement https://regulations.justia.com/regulations/fedreg/2018/05/31/2018-11614.html https://regulations.justia.com/regulations/fedreg/2018/05/31/2018-11614.html Thu, 31 May 2018 00:00:00 -0700 2018-11614 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-31/pdf/2018-11614.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Memorialize Its Order and Execution Information Into ISE Rule 718, Entitled “Data Feeds” https://regulations.justia.com/regulations/fedreg/2018/05/31/2018-11613.html https://regulations.justia.com/regulations/fedreg/2018/05/31/2018-11613.html Thu, 31 May 2018 00:00:00 -0700 2018-11613 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-31/pdf/2018-11613.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Risk Protections https://regulations.justia.com/regulations/fedreg/2018/05/31/2018-11612.html https://regulations.justia.com/regulations/fedreg/2018/05/31/2018-11612.html Thu, 31 May 2018 00:00:00 -0700 2018-11612 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-31/pdf/2018-11612.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Amendment No. 1 and Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Related to The Options Clearing Corporation's Trade Acceptance and Novation Rules https://regulations.justia.com/regulations/fedreg/2018/05/31/2018-11611.html https://regulations.justia.com/regulations/fedreg/2018/05/31/2018-11611.html Thu, 31 May 2018 00:00:00 -0700 2018-11611 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-31/pdf/2018-11611.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Peritus High Yield ETF https://regulations.justia.com/regulations/fedreg/2018/05/31/2018-11610.html https://regulations.justia.com/regulations/fedreg/2018/05/31/2018-11610.html Thu, 31 May 2018 00:00:00 -0700 2018-11610 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-31/pdf/2018-11610.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change, As Modified by Amendment No. 1 Thereto, To Continue Listing and Trading Shares of the PGIM Ultra Short Bond ETF Under NYSE Arca Rule 8.600-E https://regulations.justia.com/regulations/fedreg/2018/05/31/2018-11609.html https://regulations.justia.com/regulations/fedreg/2018/05/31/2018-11609.html Thu, 31 May 2018 00:00:00 -0700 2018-11609 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-31/pdf/2018-11609.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing of Proposed Rule Change To Adopt IM-7130-1 to Rule 7130 https://regulations.justia.com/regulations/fedreg/2018/05/31/2018-11608.html https://regulations.justia.com/regulations/fedreg/2018/05/31/2018-11608.html Thu, 31 May 2018 00:00:00 -0700 2018-11608 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-31/pdf/2018-11608.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing of Proposed Rule Change To Amend Rules 7150 and 7245 https://regulations.justia.com/regulations/fedreg/2018/05/31/2018-11607.html https://regulations.justia.com/regulations/fedreg/2018/05/31/2018-11607.html Thu, 31 May 2018 00:00:00 -0700 2018-11607 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-31/pdf/2018-11607.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2018/05/31/2018-11595.html https://regulations.justia.com/regulations/fedreg/2018/05/31/2018-11595.html Thu, 31 May 2018 00:00:00 -0700 2018-11595 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-31/pdf/2018-11595.pdf Notice - Pioneer ILS Interval Fund and Amundi Pioneer Asset Management, Inc.; Notice of Application https://regulations.justia.com/regulations/fedreg/2018/05/31/2018-11594.html https://regulations.justia.com/regulations/fedreg/2018/05/31/2018-11594.html Thu, 31 May 2018 00:00:00 -0700 2018-11594 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-31/pdf/2018-11594.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2018/05/31/2018-11593.html https://regulations.justia.com/regulations/fedreg/2018/05/31/2018-11593.html Thu, 31 May 2018 00:00:00 -0700 2018-11593 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-31/pdf/2018-11593.pdf