<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/05/17?registers=between Wed, 16 Jul 2025 05:11:13 -0700 Wed, 16 Jul 2025 05:11:13 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/05/17?registers=between Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule at Section II To Clarify Fees Applicable To Correcting “As/of” or “Reversal” Trades https://regulations.justia.com/regulations/fedreg/2018/05/17/C1-2018-08729.html https://regulations.justia.com/regulations/fedreg/2018/05/17/C1-2018-08729.html Thu, 17 May 2018 00:00:00 -0700 C1-2018-08729 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-17/pdf/C1-2018-08729.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Amendment No. 1 and Notice of No Objection To Advance Notice Filing, as Modified by Amendment No. 1, To Implement Changes to the Method of Calculating Netting Members' Margin in the Government Securities Division Rulebook https://regulations.justia.com/regulations/fedreg/2018/05/17/2018-10513.html https://regulations.justia.com/regulations/fedreg/2018/05/17/2018-10513.html Thu, 17 May 2018 00:00:00 -0700 2018-10513 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-17/pdf/2018-10513.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Introduce a Floor to the Calculation of the Fails Charges and Make Other Changes https://regulations.justia.com/regulations/fedreg/2018/05/17/2018-10505.html https://regulations.justia.com/regulations/fedreg/2018/05/17/2018-10505.html Thu, 17 May 2018 00:00:00 -0700 2018-10505 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-17/pdf/2018-10505.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Provide Users With Connectivity to Three Additional Third Party Data Feeds and Change Its Price List Related to These Co-Location Services https://regulations.justia.com/regulations/fedreg/2018/05/17/2018-10504.html https://regulations.justia.com/regulations/fedreg/2018/05/17/2018-10504.html Thu, 17 May 2018 00:00:00 -0700 2018-10504 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-17/pdf/2018-10504.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Marketing Fee Program With Respect to the Russell 2000 Index Options https://regulations.justia.com/regulations/fedreg/2018/05/17/2018-10503.html https://regulations.justia.com/regulations/fedreg/2018/05/17/2018-10503.html Thu, 17 May 2018 00:00:00 -0700 2018-10503 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-17/pdf/2018-10503.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Provide Users With Connectivity to Three Additional Third Party Data Feeds and To Change the NYSE American Equities Price List and the NYSE American Options Fee Schedule Related to These Co-Location Services https://regulations.justia.com/regulations/fedreg/2018/05/17/2018-10502.html https://regulations.justia.com/regulations/fedreg/2018/05/17/2018-10502.html Thu, 17 May 2018 00:00:00 -0700 2018-10502 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-17/pdf/2018-10502.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Provide Users With Connectivity to Three Additional Third Party Data Feeds and Change the NYSE Arca Options Fees and Charges and the NYSE Arca Equities Fees and Charges Related to These Co-location Services https://regulations.justia.com/regulations/fedreg/2018/05/17/2018-10501.html https://regulations.justia.com/regulations/fedreg/2018/05/17/2018-10501.html Thu, 17 May 2018 00:00:00 -0700 2018-10501 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-17/pdf/2018-10501.pdf Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Establish a New Optional Listing Category on the Exchange, “LTSE Listings on IEX” https://regulations.justia.com/regulations/fedreg/2018/05/17/2018-10500.html https://regulations.justia.com/regulations/fedreg/2018/05/17/2018-10500.html Thu, 17 May 2018 00:00:00 -0700 2018-10500 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-17/pdf/2018-10500.pdf Notice - BlackRock Advisors, LLC, et al. https://regulations.justia.com/regulations/fedreg/2018/05/17/2018-10499.html https://regulations.justia.com/regulations/fedreg/2018/05/17/2018-10499.html Thu, 17 May 2018 00:00:00 -0700 2018-10499 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-17/pdf/2018-10499.pdf