<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/05/16?registers=between Sun, 22 Dec 2024 13:32:38 -0800 Sun, 22 Dec 2024 13:32:38 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/05/16?registers=between Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rules in Connection With the Migration of Cboe C2 to Cboe EDGX Options Technology https://regulations.justia.com/regulations/fedreg/2018/05/16/2018-10417.html https://regulations.justia.com/regulations/fedreg/2018/05/16/2018-10417.html Wed, 16 May 2018 00:00:00 -0700 2018-10417 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-16/pdf/2018-10417.pdf Notice - Franklin Alternative Strategies Funds, et al. https://regulations.justia.com/regulations/fedreg/2018/05/16/2018-10383.html https://regulations.justia.com/regulations/fedreg/2018/05/16/2018-10383.html Wed, 16 May 2018 00:00:00 -0700 2018-10383 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-16/pdf/2018-10383.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on Cboe BYX Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2018/05/16/2018-10381.html https://regulations.justia.com/regulations/fedreg/2018/05/16/2018-10381.html Wed, 16 May 2018 00:00:00 -0700 2018-10381 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-16/pdf/2018-10381.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on Cboe BZX Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2018/05/16/2018-10380.html https://regulations.justia.com/regulations/fedreg/2018/05/16/2018-10380.html Wed, 16 May 2018 00:00:00 -0700 2018-10380 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-16/pdf/2018-10380.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Order Granting Approval of Proposed Rule Change To Create a New Rule 1081, To Amend Electronic Market Maker Obligations and Quoting Requirements for Electronic ROTs, Which Will Be Defined To Include SQTs, RSQTs, Directed SQTs, Directed RSQTs, Specialists, and Remote Specialists https://regulations.justia.com/regulations/fedreg/2018/05/16/2018-10379.html https://regulations.justia.com/regulations/fedreg/2018/05/16/2018-10379.html Wed, 16 May 2018 00:00:00 -0700 2018-10379 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-16/pdf/2018-10379.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise the Language of Certain Administrative Rules To Continue To Help Ensure That They Reflect MSRB Practices and Improve Consistency Among the Rules https://regulations.justia.com/regulations/fedreg/2018/05/16/2018-10378.html https://regulations.justia.com/regulations/fedreg/2018/05/16/2018-10378.html Wed, 16 May 2018 00:00:00 -0700 2018-10378 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-16/pdf/2018-10378.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To List and Trade Under BZX Rule 14.11(c)(4) Shares of the iShares Long-Term National Muni Bond ETF of iShares Trust https://regulations.justia.com/regulations/fedreg/2018/05/16/2018-10377.html https://regulations.justia.com/regulations/fedreg/2018/05/16/2018-10377.html Wed, 16 May 2018 00:00:00 -0700 2018-10377 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-16/pdf/2018-10377.pdf Notice - Program for Allocation of Regulatory Responsibilities Pursuant To Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective an Amended Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc., Cboe Exchange, Inc., and Cboe C2 Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2018/05/16/2018-10369.html https://regulations.justia.com/regulations/fedreg/2018/05/16/2018-10369.html Wed, 16 May 2018 00:00:00 -0700 2018-10369 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-16/pdf/2018-10369.pdf