<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/05/15?registers=between Thu, 17 Jul 2025 17:19:31 -0700 Thu, 17 Jul 2025 17:19:31 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/05/15?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2018/05/15/2018-10395.html https://regulations.justia.com/regulations/fedreg/2018/05/15/2018-10395.html Tue, 15 May 2018 00:00:00 -0700 2018-10395 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-15/pdf/2018-10395.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Order Approving a Proposed Rule Change Relating to Flexibly Structured Options https://regulations.justia.com/regulations/fedreg/2018/05/15/2018-10272.html https://regulations.justia.com/regulations/fedreg/2018/05/15/2018-10272.html Tue, 15 May 2018 00:00:00 -0700 2018-10272 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-15/pdf/2018-10272.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Modify the NYSE American Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2018/05/15/2018-10263.html https://regulations.justia.com/regulations/fedreg/2018/05/15/2018-10263.html Tue, 15 May 2018 00:00:00 -0700 2018-10263 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-15/pdf/2018-10263.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2018/05/15/2018-10262.html https://regulations.justia.com/regulations/fedreg/2018/05/15/2018-10262.html Tue, 15 May 2018 00:00:00 -0700 2018-10262 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-15/pdf/2018-10262.pdf Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend its Fees Schedule, Including Connectivity Fees, in Connection with its Technology Migration https://regulations.justia.com/regulations/fedreg/2018/05/15/2018-10261.html https://regulations.justia.com/regulations/fedreg/2018/05/15/2018-10261.html Tue, 15 May 2018 00:00:00 -0700 2018-10261 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-15/pdf/2018-10261.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Certain Routing Fees Related to its Equity Options Platform https://regulations.justia.com/regulations/fedreg/2018/05/15/2018-10260.html https://regulations.justia.com/regulations/fedreg/2018/05/15/2018-10260.html Tue, 15 May 2018 00:00:00 -0700 2018-10260 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-15/pdf/2018-10260.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Memorialize Its Order and Execution Information Into Chapter VI, Section 19, Entitled Data Feeds https://regulations.justia.com/regulations/fedreg/2018/05/15/2018-10259.html https://regulations.justia.com/regulations/fedreg/2018/05/15/2018-10259.html Tue, 15 May 2018 00:00:00 -0700 2018-10259 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-15/pdf/2018-10259.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Memorialize Order and Execution Available to Participants Into Chapter VI, Section 19, Entitled Data Feeds https://regulations.justia.com/regulations/fedreg/2018/05/15/2018-10258.html https://regulations.justia.com/regulations/fedreg/2018/05/15/2018-10258.html Tue, 15 May 2018 00:00:00 -0700 2018-10258 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-15/pdf/2018-10258.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Market LLC (“BOX”) Options Facility To Amend Connectivity Fees and Establish Port Fees https://regulations.justia.com/regulations/fedreg/2018/05/15/2018-10257.html https://regulations.justia.com/regulations/fedreg/2018/05/15/2018-10257.html Tue, 15 May 2018 00:00:00 -0700 2018-10257 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-15/pdf/2018-10257.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Memorialize Its Order and Execution Information Into Phlx Rule 1070 https://regulations.justia.com/regulations/fedreg/2018/05/15/2018-10256.html https://regulations.justia.com/regulations/fedreg/2018/05/15/2018-10256.html Tue, 15 May 2018 00:00:00 -0700 2018-10256 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-15/pdf/2018-10256.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Zero-Bid Option Series https://regulations.justia.com/regulations/fedreg/2018/05/15/2018-10255.html https://regulations.justia.com/regulations/fedreg/2018/05/15/2018-10255.html Tue, 15 May 2018 00:00:00 -0700 2018-10255 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-15/pdf/2018-10255.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Reorganize and Amend the Exchange's Pricing Schedule at Section VII, B, Entitled “Port Fees” https://regulations.justia.com/regulations/fedreg/2018/05/15/2018-10254.html https://regulations.justia.com/regulations/fedreg/2018/05/15/2018-10254.html Tue, 15 May 2018 00:00:00 -0700 2018-10254 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-15/pdf/2018-10254.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Reorganize and Amend The Nasdaq Options Market LLC Chapter XV, Section 3, Entitled “Nasdaq Options Market-Ports and Other Services https://regulations.justia.com/regulations/fedreg/2018/05/15/2018-10253.html https://regulations.justia.com/regulations/fedreg/2018/05/15/2018-10253.html Tue, 15 May 2018 00:00:00 -0700 2018-10253 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-15/pdf/2018-10253.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Reorganize and Amend Chapter XV, Section 3, entitled BX Options Market-Ports and Other Services https://regulations.justia.com/regulations/fedreg/2018/05/15/2018-10252.html https://regulations.justia.com/regulations/fedreg/2018/05/15/2018-10252.html Tue, 15 May 2018 00:00:00 -0700 2018-10252 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-15/pdf/2018-10252.pdf Notice - TCW Direct Lending LLC, et al.; https://regulations.justia.com/regulations/fedreg/2018/05/15/2018-10246.html https://regulations.justia.com/regulations/fedreg/2018/05/15/2018-10246.html Tue, 15 May 2018 00:00:00 -0700 2018-10246 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-15/pdf/2018-10246.pdf Notice - U.S. Global Investors, Inc. et al. https://regulations.justia.com/regulations/fedreg/2018/05/15/2018-10245.html https://regulations.justia.com/regulations/fedreg/2018/05/15/2018-10245.html Tue, 15 May 2018 00:00:00 -0700 2018-10245 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-15/pdf/2018-10245.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2018/05/15/2018-10241.html https://regulations.justia.com/regulations/fedreg/2018/05/15/2018-10241.html Tue, 15 May 2018 00:00:00 -0700 2018-10241 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-15/pdf/2018-10241.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2018/05/15/2018-10232.html https://regulations.justia.com/regulations/fedreg/2018/05/15/2018-10232.html Tue, 15 May 2018 00:00:00 -0700 2018-10232 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-15/pdf/2018-10232.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2018/05/15/2018-10231.html https://regulations.justia.com/regulations/fedreg/2018/05/15/2018-10231.html Tue, 15 May 2018 00:00:00 -0700 2018-10231 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-15/pdf/2018-10231.pdf