<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/05/09?registers=between Tue, 15 Jul 2025 02:36:05 -0700 Tue, 15 Jul 2025 02:36:05 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/05/09?registers=between Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2018/05/09/2018-09884.html https://regulations.justia.com/regulations/fedreg/2018/05/09/2018-09884.html Wed, 09 May 2018 00:00:00 -0700 2018-09884 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-09/pdf/2018-09884.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Order Approving a Proposed Rule Change Amending Rule 1079, FLEX Index, Equity and Currency Options, and Rule 1059, Accommodation Transactions, To Allow the Closing of Flexible Exchange Options (“FLEX options”) in Cabinet Trading https://regulations.justia.com/regulations/fedreg/2018/05/09/2018-09838.html https://regulations.justia.com/regulations/fedreg/2018/05/09/2018-09838.html Wed, 09 May 2018 00:00:00 -0700 2018-09838 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-09/pdf/2018-09838.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Operation of the SPXPM Pilot Program https://regulations.justia.com/regulations/fedreg/2018/05/09/2018-09830.html https://regulations.justia.com/regulations/fedreg/2018/05/09/2018-09830.html Wed, 09 May 2018 00:00:00 -0700 2018-09830 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-09/pdf/2018-09830.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Renew the Nonstandard Expirations Pilot Program https://regulations.justia.com/regulations/fedreg/2018/05/09/2018-09829.html https://regulations.justia.com/regulations/fedreg/2018/05/09/2018-09829.html Wed, 09 May 2018 00:00:00 -0700 2018-09829 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-09/pdf/2018-09829.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Price Protections for Complex Orders https://regulations.justia.com/regulations/fedreg/2018/05/09/2018-09806.html https://regulations.justia.com/regulations/fedreg/2018/05/09/2018-09806.html Wed, 09 May 2018 00:00:00 -0700 2018-09806 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-09/pdf/2018-09806.pdf Proposed Rule - Proposed Commission Interpretation Regarding Standard of Conduct for Investment Advisers; Request for Comment on Enhancing Investment Adviser Regulation https://regulations.justia.com/regulations/fedreg/2018/05/09/2018-08679.html https://regulations.justia.com/regulations/fedreg/2018/05/09/2018-08679.html Wed, 09 May 2018 00:00:00 -0700 2018-08679 Proposed Rule https://www.gpo.gov/fdsys/pkg/FR-2018-05-09/pdf/2018-08679.pdf Proposed Rule - Form CRS Relationship Summary; Amendments to Form ADV; Required Disclosures in Retail Communications and Restrictions on the Use of Certain Names or Titles https://regulations.justia.com/regulations/fedreg/2018/05/09/2018-08583.html https://regulations.justia.com/regulations/fedreg/2018/05/09/2018-08583.html Wed, 09 May 2018 00:00:00 -0700 2018-08583 Proposed Rule https://www.gpo.gov/fdsys/pkg/FR-2018-05-09/pdf/2018-08583.pdf Proposed Rule - Regulation Best Interest https://regulations.justia.com/regulations/fedreg/2018/05/09/2018-08582.html https://regulations.justia.com/regulations/fedreg/2018/05/09/2018-08582.html Wed, 09 May 2018 00:00:00 -0700 2018-08582 Proposed Rule https://www.gpo.gov/fdsys/pkg/FR-2018-05-09/pdf/2018-08582.pdf