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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/05/08?registers=between
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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/05/08?registers=between
Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Certificate of Incorporation of Its Parent Company NYSE Group, Inc.
https://regulations.justia.com/regulations/fedreg/2018/05/08/2018-09807.html
https://regulations.justia.com/regulations/fedreg/2018/05/08/2018-09807.htmlTue, 08 May 2018 00:00:00 -07002018-09807Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-05-08/pdf/2018-09807.pdfNotice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Certificate of Incorporation of Its Parent Company NYSE Group, Inc.
https://regulations.justia.com/regulations/fedreg/2018/05/08/2018-09765.html
https://regulations.justia.com/regulations/fedreg/2018/05/08/2018-09765.htmlTue, 08 May 2018 00:00:00 -07002018-09765Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-05-08/pdf/2018-09765.pdfNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Certificate of Incorporation of Its Parent Company NYSE Group, Inc.
https://regulations.justia.com/regulations/fedreg/2018/05/08/2018-09764.html
https://regulations.justia.com/regulations/fedreg/2018/05/08/2018-09764.htmlTue, 08 May 2018 00:00:00 -07002018-09764Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-05-08/pdf/2018-09764.pdfNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Certificate of Incorporation of Its Parent Company NYSE Group, Inc.
https://regulations.justia.com/regulations/fedreg/2018/05/08/2018-09763.html
https://regulations.justia.com/regulations/fedreg/2018/05/08/2018-09763.htmlTue, 08 May 2018 00:00:00 -07002018-09763Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-05-08/pdf/2018-09763.pdfProposed Rule - Auditor Independence With Respect to Certain Loans or Debtor-Creditor Relationships
https://regulations.justia.com/regulations/fedreg/2018/05/08/2018-09721.html
https://regulations.justia.com/regulations/fedreg/2018/05/08/2018-09721.htmlTue, 08 May 2018 00:00:00 -07002018-09721Proposed Rulehttps://www.gpo.gov/fdsys/pkg/FR-2018-05-08/pdf/2018-09721.pdfNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend ISE Rules 412, Position Limits, and 414, Exercise Limits
https://regulations.justia.com/regulations/fedreg/2018/05/08/2018-09696.html
https://regulations.justia.com/regulations/fedreg/2018/05/08/2018-09696.htmlTue, 08 May 2018 00:00:00 -07002018-09696Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-05-08/pdf/2018-09696.pdfNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Implementation Date of Certain Amendments to FINRA Rule 4210 Approved Pursuant to SR-FINRA-2015-036
https://regulations.justia.com/regulations/fedreg/2018/05/08/2018-09695.html
https://regulations.justia.com/regulations/fedreg/2018/05/08/2018-09695.htmlTue, 08 May 2018 00:00:00 -07002018-09695Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-05-08/pdf/2018-09695.pdfNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to FINRA Rule 3310 to Conform FINRA Rule 3310 to FinCEN's Final Rule on Customer Due Diligence Requirements for Financial Institutions
https://regulations.justia.com/regulations/fedreg/2018/05/08/2018-09694.html
https://regulations.justia.com/regulations/fedreg/2018/05/08/2018-09694.htmlTue, 08 May 2018 00:00:00 -07002018-09694Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-05-08/pdf/2018-09694.pdfNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Amend the Fee Structure of the Government Securities Division Rulebook
https://regulations.justia.com/regulations/fedreg/2018/05/08/2018-09693.html
https://regulations.justia.com/regulations/fedreg/2018/05/08/2018-09693.htmlTue, 08 May 2018 00:00:00 -07002018-09693Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-05-08/pdf/2018-09693.pdfNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To List and Trade Shares of the Principal Morley Short Duration Index ETF Under Rule 14.11(c)(4)
https://regulations.justia.com/regulations/fedreg/2018/05/08/2018-09692.html
https://regulations.justia.com/regulations/fedreg/2018/05/08/2018-09692.htmlTue, 08 May 2018 00:00:00 -07002018-09692Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-05-08/pdf/2018-09692.pdfNotice - Proposed Collection; Comment Request
https://regulations.justia.com/regulations/fedreg/2018/05/08/2018-09691.html
https://regulations.justia.com/regulations/fedreg/2018/05/08/2018-09691.htmlTue, 08 May 2018 00:00:00 -07002018-09691Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-05-08/pdf/2018-09691.pdfNotice - Proposed Collection; Comment Request
https://regulations.justia.com/regulations/fedreg/2018/05/08/2018-09690.html
https://regulations.justia.com/regulations/fedreg/2018/05/08/2018-09690.htmlTue, 08 May 2018 00:00:00 -07002018-09690Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-05-08/pdf/2018-09690.pdf