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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/05/07?registers=between
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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/05/07?registers=between
Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend FINRA Rule 6433 To Adopt the OTC Quotation Tier Pilot as Permanent
https://regulations.justia.com/regulations/fedreg/2018/05/07/2018-09612.html
https://regulations.justia.com/regulations/fedreg/2018/05/07/2018-09612.htmlMon, 07 May 2018 00:00:00 -07002018-09612Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-05-07/pdf/2018-09612.pdfNotice - Joint Industry Plan; Order of Summary Abrogation of the Forty-Second Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis
https://regulations.justia.com/regulations/fedreg/2018/05/07/2018-09580.html
https://regulations.justia.com/regulations/fedreg/2018/05/07/2018-09580.htmlMon, 07 May 2018 00:00:00 -07002018-09580Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-05-07/pdf/2018-09580.pdfNotice - Consolidated Tape Association; Order of Summary Abrogation of the Twenty-Third Charges Amendment to the Second Restatement of the CTA Plan and the Fourteenth Charges Amendment to the Restated CQ Plan
https://regulations.justia.com/regulations/fedreg/2018/05/07/2018-09579.html
https://regulations.justia.com/regulations/fedreg/2018/05/07/2018-09579.htmlMon, 07 May 2018 00:00:00 -07002018-09579Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-05-07/pdf/2018-09579.pdfNotice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify its Fee Schedule To Charge a More Deterministic Fee of $0.0003 Per Share for Executions at or Above $1.00 That Result From Removing Liquidity With an Order That is Executable at the Far Side of the NBBO
https://regulations.justia.com/regulations/fedreg/2018/05/07/2018-09577.html
https://regulations.justia.com/regulations/fedreg/2018/05/07/2018-09577.htmlMon, 07 May 2018 00:00:00 -07002018-09577Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-05-07/pdf/2018-09577.pdfNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Allow the Horizons Cadence Hedged U.S. Dividend Yield ETF, a Series of the Horizons ETF Trust I, To Hold Listed Options Contracts in a Manner That Does Not Comply With Rule 14.11(i), Managed Fund Shares
https://regulations.justia.com/regulations/fedreg/2018/05/07/2018-09576.html
https://regulations.justia.com/regulations/fedreg/2018/05/07/2018-09576.htmlMon, 07 May 2018 00:00:00 -07002018-09576Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-05-07/pdf/2018-09576.pdfNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make a Non-Substantive, Clarifying Change To Footnote 10 of Its Price List
https://regulations.justia.com/regulations/fedreg/2018/05/07/2018-09575.html
https://regulations.justia.com/regulations/fedreg/2018/05/07/2018-09575.htmlMon, 07 May 2018 00:00:00 -07002018-09575Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-05-07/pdf/2018-09575.pdfNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add Pricing for P.M. Settled Options on Broad-Based Indexes With Nonstandard Expiration Dates
https://regulations.justia.com/regulations/fedreg/2018/05/07/2018-09574.html
https://regulations.justia.com/regulations/fedreg/2018/05/07/2018-09574.htmlMon, 07 May 2018 00:00:00 -07002018-09574Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-05-07/pdf/2018-09574.pdfNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Designation of a Longer Period on Commission Action on a Proposed Rule Change To Adopt the Route QCT Cross Routing Option
https://regulations.justia.com/regulations/fedreg/2018/05/07/2018-09573.html
https://regulations.justia.com/regulations/fedreg/2018/05/07/2018-09573.htmlMon, 07 May 2018 00:00:00 -07002018-09573Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-05-07/pdf/2018-09573.pdfNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to List and Trade Exchange-Traded Managed Fund Shares of the Gabelli Pet Parent Fund Under Nasdaq Rule 5745
https://regulations.justia.com/regulations/fedreg/2018/05/07/2018-09572.html
https://regulations.justia.com/regulations/fedreg/2018/05/07/2018-09572.htmlMon, 07 May 2018 00:00:00 -07002018-09572Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-05-07/pdf/2018-09572.pdfNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a New Market Order Spread Protection
https://regulations.justia.com/regulations/fedreg/2018/05/07/2018-09571.html
https://regulations.justia.com/regulations/fedreg/2018/05/07/2018-09571.htmlMon, 07 May 2018 00:00:00 -07002018-09571Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-05-07/pdf/2018-09571.pdf