<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/05/02?registers=between Sun, 22 Dec 2024 13:37:55 -0800 Sun, 22 Dec 2024 13:37:55 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/05/02?registers=between Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2018/05/02/2018-09278.html https://regulations.justia.com/regulations/fedreg/2018/05/02/2018-09278.html Wed, 02 May 2018 00:00:00 -0700 2018-09278 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-02/pdf/2018-09278.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2018/05/02/2018-09272.html https://regulations.justia.com/regulations/fedreg/2018/05/02/2018-09272.html Wed, 02 May 2018 00:00:00 -0700 2018-09272 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-02/pdf/2018-09272.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2018/05/02/2018-09271.html https://regulations.justia.com/regulations/fedreg/2018/05/02/2018-09271.html Wed, 02 May 2018 00:00:00 -0700 2018-09271 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-02/pdf/2018-09271.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2018/05/02/2018-09270.html https://regulations.justia.com/regulations/fedreg/2018/05/02/2018-09270.html Wed, 02 May 2018 00:00:00 -0700 2018-09270 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-02/pdf/2018-09270.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Adopt New NYSE Arca Rule 8.900-E and To List and Trade Shares of the Royce Pennsylvania ETF; Royce Premier ETF; and Royce Total Return ETF Under Proposed NYSE Arca Rule 8.900-E https://regulations.justia.com/regulations/fedreg/2018/05/02/2018-09265.html https://regulations.justia.com/regulations/fedreg/2018/05/02/2018-09265.html Wed, 02 May 2018 00:00:00 -0700 2018-09265 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-02/pdf/2018-09265.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Introduce the ATR Protection for Orders that are Routed to Away Markets https://regulations.justia.com/regulations/fedreg/2018/05/02/2018-09264.html https://regulations.justia.com/regulations/fedreg/2018/05/02/2018-09264.html Wed, 02 May 2018 00:00:00 -0700 2018-09264 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-02/pdf/2018-09264.pdf Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Introduce the ATR Protection for Orders That Are Routed to Away Markets https://regulations.justia.com/regulations/fedreg/2018/05/02/2018-09263.html https://regulations.justia.com/regulations/fedreg/2018/05/02/2018-09263.html Wed, 02 May 2018 00:00:00 -0700 2018-09263 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-02/pdf/2018-09263.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Section 902.11 of the Exchange's Listed Company Manual Concerning Fees Applicable to Acquisition Companies for Shares Issued Contingent on the Consummation of a Business Combination https://regulations.justia.com/regulations/fedreg/2018/05/02/2018-09262.html https://regulations.justia.com/regulations/fedreg/2018/05/02/2018-09262.html Wed, 02 May 2018 00:00:00 -0700 2018-09262 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-02/pdf/2018-09262.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Introduce the ATR Protection for Orders That Are Routed to Away Markets https://regulations.justia.com/regulations/fedreg/2018/05/02/2018-09261.html https://regulations.justia.com/regulations/fedreg/2018/05/02/2018-09261.html Wed, 02 May 2018 00:00:00 -0700 2018-09261 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-02/pdf/2018-09261.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Certain Rules of the Rule 7000A Series To Make Conforming and Technical Changes https://regulations.justia.com/regulations/fedreg/2018/05/02/2018-09260.html https://regulations.justia.com/regulations/fedreg/2018/05/02/2018-09260.html Wed, 02 May 2018 00:00:00 -0700 2018-09260 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-02/pdf/2018-09260.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To List and Trade Shares of the Cboe Vest S&P 500® Premium Income ETF Under Rule 14.11(c)(4) https://regulations.justia.com/regulations/fedreg/2018/05/02/2018-09259.html https://regulations.justia.com/regulations/fedreg/2018/05/02/2018-09259.html Wed, 02 May 2018 00:00:00 -0700 2018-09259 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-02/pdf/2018-09259.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Transaction Fees In Connection with the Exchange's Trading of UTP Securities on Pillar https://regulations.justia.com/regulations/fedreg/2018/05/02/2018-09258.html https://regulations.justia.com/regulations/fedreg/2018/05/02/2018-09258.html Wed, 02 May 2018 00:00:00 -0700 2018-09258 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-02/pdf/2018-09258.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 24.6, Days and Hours of Business https://regulations.justia.com/regulations/fedreg/2018/05/02/2018-09257.html https://regulations.justia.com/regulations/fedreg/2018/05/02/2018-09257.html Wed, 02 May 2018 00:00:00 -0700 2018-09257 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-02/pdf/2018-09257.pdf Notice - Redwood Investment Management, LLC and Two Roads Shared Trust https://regulations.justia.com/regulations/fedreg/2018/05/02/2018-09232.html https://regulations.justia.com/regulations/fedreg/2018/05/02/2018-09232.html Wed, 02 May 2018 00:00:00 -0700 2018-09232 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-02/pdf/2018-09232.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2018/05/02/2018-09093.html https://regulations.justia.com/regulations/fedreg/2018/05/02/2018-09093.html Wed, 02 May 2018 00:00:00 -0700 2018-09093 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-02/pdf/2018-09093.pdf