<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/04/26?registers=between Sun, 22 Dec 2024 14:03:57 -0800 Sun, 22 Dec 2024 14:03:57 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/04/26?registers=between Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2018/04/26/2018-08828.html https://regulations.justia.com/regulations/fedreg/2018/04/26/2018-08828.html Thu, 26 Apr 2018 00:00:00 -0700 2018-08828 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-04-26/pdf/2018-08828.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2018/04/26/2018-08821.html https://regulations.justia.com/regulations/fedreg/2018/04/26/2018-08821.html Thu, 26 Apr 2018 00:00:00 -0700 2018-08821 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-04-26/pdf/2018-08821.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2018/04/26/2018-08820.html https://regulations.justia.com/regulations/fedreg/2018/04/26/2018-08820.html Thu, 26 Apr 2018 00:00:00 -0700 2018-08820 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-04-26/pdf/2018-08820.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2018/04/26/2018-08819.html https://regulations.justia.com/regulations/fedreg/2018/04/26/2018-08819.html Thu, 26 Apr 2018 00:00:00 -0700 2018-08819 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-04-26/pdf/2018-08819.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2018/04/26/2018-08818.html https://regulations.justia.com/regulations/fedreg/2018/04/26/2018-08818.html Thu, 26 Apr 2018 00:00:00 -0700 2018-08818 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-04-26/pdf/2018-08818.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2018/04/26/2018-08817.html https://regulations.justia.com/regulations/fedreg/2018/04/26/2018-08817.html Thu, 26 Apr 2018 00:00:00 -0700 2018-08817 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-04-26/pdf/2018-08817.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2018/04/26/2018-08816.html https://regulations.justia.com/regulations/fedreg/2018/04/26/2018-08816.html Thu, 26 Apr 2018 00:00:00 -0700 2018-08816 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-04-26/pdf/2018-08816.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2018/04/26/2018-08815.html https://regulations.justia.com/regulations/fedreg/2018/04/26/2018-08815.html Thu, 26 Apr 2018 00:00:00 -0700 2018-08815 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-04-26/pdf/2018-08815.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Incorporate by Reference The Nasdaq Stock Market LLC's Consolidated Audit Trail Rules Into the Rules of Nasdaq MRX https://regulations.justia.com/regulations/fedreg/2018/04/26/2018-08733.html https://regulations.justia.com/regulations/fedreg/2018/04/26/2018-08733.html Thu, 26 Apr 2018 00:00:00 -0700 2018-08733 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-04-26/pdf/2018-08733.pdf Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Incorporate by Reference The Nasdaq Stock Market LLC's Consolidated Audit Trail Rules Into the Rules of Nasdaq GEMX https://regulations.justia.com/regulations/fedreg/2018/04/26/2018-08732.html https://regulations.justia.com/regulations/fedreg/2018/04/26/2018-08732.html Thu, 26 Apr 2018 00:00:00 -0700 2018-08732 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-04-26/pdf/2018-08732.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Establish a Second Trade Reporting Facility in Conjunction With Nasdaq, Inc. https://regulations.justia.com/regulations/fedreg/2018/04/26/2018-08731.html https://regulations.justia.com/regulations/fedreg/2018/04/26/2018-08731.html Thu, 26 Apr 2018 00:00:00 -0700 2018-08731 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-04-26/pdf/2018-08731.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Incorporate by Reference The Nasdaq Stock Market LLC's Consolidated Audit Trail Rules Into the Rules of Nasdaq BX https://regulations.justia.com/regulations/fedreg/2018/04/26/2018-08730.html https://regulations.justia.com/regulations/fedreg/2018/04/26/2018-08730.html Thu, 26 Apr 2018 00:00:00 -0700 2018-08730 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-04-26/pdf/2018-08730.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule at Section II To Clarify Fees Applicable To Correcting “As/of” or “Reversal” Trades https://regulations.justia.com/regulations/fedreg/2018/04/26/2018-08729.html https://regulations.justia.com/regulations/fedreg/2018/04/26/2018-08729.html Thu, 26 Apr 2018 00:00:00 -0700 2018-08729 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-04-26/pdf/2018-08729.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Incorporate by Reference The Nasdaq Stock Market LLC's Consolidated Audit Trail Rules Into the Rules of Nasdaq ISE https://regulations.justia.com/regulations/fedreg/2018/04/26/2018-08728.html https://regulations.justia.com/regulations/fedreg/2018/04/26/2018-08728.html Thu, 26 Apr 2018 00:00:00 -0700 2018-08728 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-04-26/pdf/2018-08728.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Incorporate by Reference The Nasdaq Stock Market LLC's Consolidated Audit Trail Rules Into the Rules of Nasdaq Phlx https://regulations.justia.com/regulations/fedreg/2018/04/26/2018-08727.html https://regulations.justia.com/regulations/fedreg/2018/04/26/2018-08727.html Thu, 26 Apr 2018 00:00:00 -0700 2018-08727 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-04-26/pdf/2018-08727.pdf Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 11.350 To Clarify When a New IEX-Listed Security Will Be Eligible To Begin Trading With an IPO Auction https://regulations.justia.com/regulations/fedreg/2018/04/26/2018-08726.html https://regulations.justia.com/regulations/fedreg/2018/04/26/2018-08726.html Thu, 26 Apr 2018 00:00:00 -0700 2018-08726 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-04-26/pdf/2018-08726.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2018/04/26/2018-08725.html https://regulations.justia.com/regulations/fedreg/2018/04/26/2018-08725.html Thu, 26 Apr 2018 00:00:00 -0700 2018-08725 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-04-26/pdf/2018-08725.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE American Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2018/04/26/2018-08724.html https://regulations.justia.com/regulations/fedreg/2018/04/26/2018-08724.html Thu, 26 Apr 2018 00:00:00 -0700 2018-08724 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-04-26/pdf/2018-08724.pdf