<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/04/13?registers=between Sun, 22 Dec 2024 14:04:17 -0800 Sun, 22 Dec 2024 14:04:17 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/04/13?registers=between Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Rule 21.9 of the Exchange's Rules and Related Functionality Applicable to the Routing Options Made Available by the Exchange's Equity Options Platform https://regulations.justia.com/regulations/fedreg/2018/04/13/2018-07677.html https://regulations.justia.com/regulations/fedreg/2018/04/13/2018-07677.html Fri, 13 Apr 2018 00:00:00 -0700 2018-07677 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-04-13/pdf/2018-07677.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify Rule 21.9 of the Exchange's Rules and Related Functionality Applicable to the Routing Options Made Available by the Exchange's Equity Options Platform https://regulations.justia.com/regulations/fedreg/2018/04/13/2018-07676.html https://regulations.justia.com/regulations/fedreg/2018/04/13/2018-07676.html Fri, 13 Apr 2018 00:00:00 -0700 2018-07676 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-04-13/pdf/2018-07676.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 19.3, Criteria for Underlying Securities https://regulations.justia.com/regulations/fedreg/2018/04/13/2018-07675.html https://regulations.justia.com/regulations/fedreg/2018/04/13/2018-07675.html Fri, 13 Apr 2018 00:00:00 -0700 2018-07675 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-04-13/pdf/2018-07675.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Transaction Fees for Use on Cboe BZX Exchange, Inc.'s Equity Platform https://regulations.justia.com/regulations/fedreg/2018/04/13/2018-07674.html https://regulations.justia.com/regulations/fedreg/2018/04/13/2018-07674.html Fri, 13 Apr 2018 00:00:00 -0700 2018-07674 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-04-13/pdf/2018-07674.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 19.3, Criteria for Underlying Securities https://regulations.justia.com/regulations/fedreg/2018/04/13/2018-07673.html https://regulations.justia.com/regulations/fedreg/2018/04/13/2018-07673.html Fri, 13 Apr 2018 00:00:00 -0700 2018-07673 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-04-13/pdf/2018-07673.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule https://regulations.justia.com/regulations/fedreg/2018/04/13/2018-07672.html https://regulations.justia.com/regulations/fedreg/2018/04/13/2018-07672.html Fri, 13 Apr 2018 00:00:00 -0700 2018-07672 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-04-13/pdf/2018-07672.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on the Exchange's Equity Options Platform https://regulations.justia.com/regulations/fedreg/2018/04/13/2018-07671.html https://regulations.justia.com/regulations/fedreg/2018/04/13/2018-07671.html Fri, 13 Apr 2018 00:00:00 -0700 2018-07671 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-04-13/pdf/2018-07671.pdf Notice - Self-Regulatory Organizations; CboeBZX Exchange, Inc.; Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, To List and Trade Shares of the iShares Gold Strategy ETF Under Exchange Rule 14.11(i) https://regulations.justia.com/regulations/fedreg/2018/04/13/2018-07670.html https://regulations.justia.com/regulations/fedreg/2018/04/13/2018-07670.html Fri, 13 Apr 2018 00:00:00 -0700 2018-07670 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-04-13/pdf/2018-07670.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Implement an Equity Rights Program https://regulations.justia.com/regulations/fedreg/2018/04/13/2018-07669.html https://regulations.justia.com/regulations/fedreg/2018/04/13/2018-07669.html Fri, 13 Apr 2018 00:00:00 -0700 2018-07669 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-04-13/pdf/2018-07669.pdf