<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/04/12?registers=between Wed, 13 Aug 2025 03:20:31 -0700 Wed, 13 Aug 2025 03:20:31 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/04/12?registers=between Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Modify the Listing Requirements Related to Special Purpose Acquisition Companies To Reduce Round Lot Holders on Nasdaq Capital Market for Initial Listing From 300 to 150 and Eliminate Public Holders for Continued Listing From 300 to Zero, Require $5 Million in Net Tangible Assets for Initial and Continued Listing on Nasdaq Capital Market, and Impose a Deadline To Demonstrate Compliance With Initial Listing Requirements on All Nasdaq Markets Within 30 Days Following Each Business Combination https://regulations.justia.com/regulations/fedreg/2018/04/12/2018-07528.html https://regulations.justia.com/regulations/fedreg/2018/04/12/2018-07528.html Thu, 12 Apr 2018 00:00:00 -0700 2018-07528 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-04-12/pdf/2018-07528.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the Western Asset Total Return ETF https://regulations.justia.com/regulations/fedreg/2018/04/12/2018-07527.html https://regulations.justia.com/regulations/fedreg/2018/04/12/2018-07527.html Thu, 12 Apr 2018 00:00:00 -0700 2018-07527 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-04-12/pdf/2018-07527.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend ISE Rules 700, 2008, and 2009 https://regulations.justia.com/regulations/fedreg/2018/04/12/2018-07526.html https://regulations.justia.com/regulations/fedreg/2018/04/12/2018-07526.html Thu, 12 Apr 2018 00:00:00 -0700 2018-07526 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-04-12/pdf/2018-07526.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Exchange Rule 1101A https://regulations.justia.com/regulations/fedreg/2018/04/12/2018-07525.html https://regulations.justia.com/regulations/fedreg/2018/04/12/2018-07525.html Thu, 12 Apr 2018 00:00:00 -0700 2018-07525 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-04-12/pdf/2018-07525.pdf