<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/04/09?registers=between Tue, 12 Aug 2025 21:01:30 -0700 Tue, 12 Aug 2025 21:01:30 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/04/09?registers=between Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Fees Charged in Connection With the Filing of Supplemental Listing Applications in Connection With the Issuance of Convertible Securities https://regulations.justia.com/regulations/fedreg/2018/04/09/2018-07113.html https://regulations.justia.com/regulations/fedreg/2018/04/09/2018-07113.html Mon, 09 Apr 2018 00:00:00 -0700 2018-07113 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-04-09/pdf/2018-07113.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt BZX Rule 14.11(k) To Permit the Listing and Trading of Managed Portfolio Shares and To List and Trade Shares of the ClearBridge Appreciation ETF, ClearBridge Large Cap ETF, ClearBridge MidCap Growth ETF, ClearBridge Select ETF, and ClearBridge All Cap Value ETF https://regulations.justia.com/regulations/fedreg/2018/04/09/2018-07112.html https://regulations.justia.com/regulations/fedreg/2018/04/09/2018-07112.html Mon, 09 Apr 2018 00:00:00 -0700 2018-07112 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-04-09/pdf/2018-07112.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change Related to The Options Clearing Corporation's Trade Acceptance and Novation Rules https://regulations.justia.com/regulations/fedreg/2018/04/09/2018-07111.html https://regulations.justia.com/regulations/fedreg/2018/04/09/2018-07111.html Mon, 09 Apr 2018 00:00:00 -0700 2018-07111 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-04-09/pdf/2018-07111.pdf