<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/03/29?registers=between Sun, 22 Dec 2024 18:31:06 -0800 Sun, 22 Dec 2024 18:31:06 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/03/29?registers=between Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt New Equity Trading Rules To Trade Securities Pursuant to Unlisted Trading Privileges, Including Orders and Modifiers, Order Ranking and Display, and Order Execution and Routing on Pillar, the Exchange's New Trading Technology Platform https://regulations.justia.com/regulations/fedreg/2018/03/29/2018-06339.html https://regulations.justia.com/regulations/fedreg/2018/03/29/2018-06339.html Thu, 29 Mar 2018 00:00:00 -0700 2018-06339 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-29/pdf/2018-06339.pdf Notice - Self-Regulatory Organizations; CboeEDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Paragraph (h) of Exchange Rule 11.6 Describing the Operation of Orders With a Minimum Execution Quantity Instruction https://regulations.justia.com/regulations/fedreg/2018/03/29/2018-06302.html https://regulations.justia.com/regulations/fedreg/2018/03/29/2018-06302.html Thu, 29 Mar 2018 00:00:00 -0700 2018-06302 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-29/pdf/2018-06302.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Paragraph (h) of Exchange Rule 11.6 Describing the Operation of Orders With a Minimum Execution Quantity Instruction https://regulations.justia.com/regulations/fedreg/2018/03/29/2018-06301.html https://regulations.justia.com/regulations/fedreg/2018/03/29/2018-06301.html Thu, 29 Mar 2018 00:00:00 -0700 2018-06301 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-29/pdf/2018-06301.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Paragraph (c)(5) of Exchange Rule 11.9 Describing the Operation of Minimum Quantity Orders https://regulations.justia.com/regulations/fedreg/2018/03/29/2018-06300.html https://regulations.justia.com/regulations/fedreg/2018/03/29/2018-06300.html Thu, 29 Mar 2018 00:00:00 -0700 2018-06300 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-29/pdf/2018-06300.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Paragraph (c)(5) of Exchange Rule 11.9 Describing the Operation of Minimum Quantity Orders https://regulations.justia.com/regulations/fedreg/2018/03/29/2018-06299.html https://regulations.justia.com/regulations/fedreg/2018/03/29/2018-06299.html Thu, 29 Mar 2018 00:00:00 -0700 2018-06299 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-29/pdf/2018-06299.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Transaction Fees at Chapter XV, Section 2, Which Governs the Pricing for Nasdaq Participants Using The Nasdaq Options Market https://regulations.justia.com/regulations/fedreg/2018/03/29/2018-06298.html https://regulations.justia.com/regulations/fedreg/2018/03/29/2018-06298.html Thu, 29 Mar 2018 00:00:00 -0700 2018-06298 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-29/pdf/2018-06298.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade the Shares of the ProShares Bitcoin ETF and the ProShares Short Bitcoin ETF Under NYSE Arca Rule 8.200-E, Commentary .02 https://regulations.justia.com/regulations/fedreg/2018/03/29/2018-06297.html https://regulations.justia.com/regulations/fedreg/2018/03/29/2018-06297.html Thu, 29 Mar 2018 00:00:00 -0700 2018-06297 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-29/pdf/2018-06297.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Relating to Flexibly Structured Options https://regulations.justia.com/regulations/fedreg/2018/03/29/2018-06296.html https://regulations.justia.com/regulations/fedreg/2018/03/29/2018-06296.html Thu, 29 Mar 2018 00:00:00 -0700 2018-06296 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-29/pdf/2018-06296.pdf Notice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of the Forty-Second Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis https://regulations.justia.com/regulations/fedreg/2018/03/29/2018-06267.html https://regulations.justia.com/regulations/fedreg/2018/03/29/2018-06267.html Thu, 29 Mar 2018 00:00:00 -0700 2018-06267 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-29/pdf/2018-06267.pdf Notice - Consolidated Tape Association; Notice of Filing and Immediate Effectiveness of the Twenty-Third Charges Amendment to the Second Restatement of the CTA Plan and the Fourteenth Charges Amendment to the Restated CQ Plan https://regulations.justia.com/regulations/fedreg/2018/03/29/2018-06266.html https://regulations.justia.com/regulations/fedreg/2018/03/29/2018-06266.html Thu, 29 Mar 2018 00:00:00 -0700 2018-06266 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-29/pdf/2018-06266.pdf