Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/03/27?limit=200®isters=between&mode=atom2024-12-22T18:22:05-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2018/03/27/2018-06159.htmlNotice - Sunshine Act Meetings2018-03-27T00:00:00-07:002018-03-27T00:00:00-07:002018-06159Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-03-27/pdf/2018-06159.pdfhttps://regulations.justia.com/regulations/fedreg/2018/03/27/2018-06122.htmlNotice - Proposed Collection; Comment Request2018-03-27T00:00:00-07:002018-03-27T00:00:00-07:002018-06122Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-03-27/pdf/2018-06122.pdfhttps://regulations.justia.com/regulations/fedreg/2018/03/27/2018-06121.htmlNotice - Submission for OMB Review; Comment Request2018-03-27T00:00:00-07:002018-03-27T00:00:00-07:002018-06121Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-03-27/pdf/2018-06121.pdfhttps://regulations.justia.com/regulations/fedreg/2018/03/27/2018-06120.htmlNotice - Submission for OMB Review; Comment Request2018-03-27T00:00:00-07:002018-03-27T00:00:00-07:002018-06120Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-03-27/pdf/2018-06120.pdfhttps://regulations.justia.com/regulations/fedreg/2018/03/27/2018-06107.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 990 Regarding the Requirements for Securities Listed on the Exchange Issued by Nasdaq, Inc. or Its Affiliates2018-03-27T00:00:00-07:002018-03-27T00:00:00-07:002018-06107Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-03-27/pdf/2018-06107.pdfhttps://regulations.justia.com/regulations/fedreg/2018/03/27/2018-06106.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Concerning Updates to and Formalization of OCC's Recovery and Orderly Wind-Down Plan2018-03-27T00:00:00-07:002018-03-27T00:00:00-07:002018-06106Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-03-27/pdf/2018-06106.pdfhttps://regulations.justia.com/regulations/fedreg/2018/03/27/2018-06105.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Concerning Enhanced and New Tools for Recovery Scenarios2018-03-27T00:00:00-07:002018-03-27T00:00:00-07:002018-06105Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-03-27/pdf/2018-06105.pdfhttps://regulations.justia.com/regulations/fedreg/2018/03/27/2018-06104.htmlNotice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the Amended and Restated Certificate of Incorporation2018-03-27T00:00:00-07:002018-03-27T00:00:00-07:002018-06104Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-03-27/pdf/2018-06104.pdfhttps://regulations.justia.com/regulations/fedreg/2018/03/27/2018-06103.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Certificate of Incorporation2018-03-27T00:00:00-07:002018-03-27T00:00:00-07:002018-06103Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-03-27/pdf/2018-06103.pdfhttps://regulations.justia.com/regulations/fedreg/2018/03/27/2018-06102.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change Amending Certain Governing Documents of the Exchange and NYSE Market, Inc. To Make a Technical Change Updating the Entities' Registered Offices and Registered Agents and Update the Date as Required2018-03-27T00:00:00-07:002018-03-27T00:00:00-07:002018-06102Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-03-27/pdf/2018-06102.pdfhttps://regulations.justia.com/regulations/fedreg/2018/03/27/2018-06101.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the Eleventh Amended and Restated Operating Agreement2018-03-27T00:00:00-07:002018-03-27T00:00:00-07:002018-06101Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-03-27/pdf/2018-06101.pdfhttps://regulations.justia.com/regulations/fedreg/2018/03/27/2018-06100.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 4370 Regarding the Requirements for the Listing of Securities That Are Issued by the Exchange or Any of Its Affiliates2018-03-27T00:00:00-07:002018-03-27T00:00:00-07:002018-06100Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-03-27/pdf/2018-06100.pdfhttps://regulations.justia.com/regulations/fedreg/2018/03/27/2018-06099.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Market Maker Plus Program in the Schedule of Fees2018-03-27T00:00:00-07:002018-03-27T00:00:00-07:002018-06099Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-03-27/pdf/2018-06099.pdfhttps://regulations.justia.com/regulations/fedreg/2018/03/27/2018-06098.htmlNotice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 5701 Regarding the Requirements for Securities Listed on the Exchange Issued by Nasdaq, Inc. or Its Affiliates2018-03-27T00:00:00-07:002018-03-27T00:00:00-07:002018-06098Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-03-27/pdf/2018-06098.pdf