<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/03/14?registers=between Sat, 12 Jul 2025 20:05:30 -0700 Sat, 12 Jul 2025 20:05:30 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/03/14?registers=between Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2018/03/14/2018-05171.html https://regulations.justia.com/regulations/fedreg/2018/03/14/2018-05171.html Wed, 14 Mar 2018 00:00:00 -0700 2018-05171 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-14/pdf/2018-05171.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2018/03/14/2018-05170.html https://regulations.justia.com/regulations/fedreg/2018/03/14/2018-05170.html Wed, 14 Mar 2018 00:00:00 -0700 2018-05170 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-14/pdf/2018-05170.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2018/03/14/2018-05168.html https://regulations.justia.com/regulations/fedreg/2018/03/14/2018-05168.html Wed, 14 Mar 2018 00:00:00 -0700 2018-05168 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-14/pdf/2018-05168.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Withdrawal of a Proposed Rule Change, as Modified by Amendment No. 2, To List and Trade Shares of ProShares QuadPro Funds Under NYSE Arca Rule 8.200-E https://regulations.justia.com/regulations/fedreg/2018/03/14/2018-05166.html https://regulations.justia.com/regulations/fedreg/2018/03/14/2018-05166.html Wed, 14 Mar 2018 00:00:00 -0700 2018-05166 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-14/pdf/2018-05166.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing of Proposed Rule Change To Introduce the ATR Protection for Orders That Are Routed to Away Markets https://regulations.justia.com/regulations/fedreg/2018/03/14/2018-05165.html https://regulations.justia.com/regulations/fedreg/2018/03/14/2018-05165.html Wed, 14 Mar 2018 00:00:00 -0700 2018-05165 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-14/pdf/2018-05165.pdf Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing of Proposed Rule Change To Introduce the ATR Protection for Orders That Are Routed to Away Markets https://regulations.justia.com/regulations/fedreg/2018/03/14/2018-05164.html https://regulations.justia.com/regulations/fedreg/2018/03/14/2018-05164.html Wed, 14 Mar 2018 00:00:00 -0700 2018-05164 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-14/pdf/2018-05164.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing of Proposed Rule Change To Introduce the ATR Protection for Orders That Are Routed to Away Markets https://regulations.justia.com/regulations/fedreg/2018/03/14/2018-05163.html https://regulations.justia.com/regulations/fedreg/2018/03/14/2018-05163.html Wed, 14 Mar 2018 00:00:00 -0700 2018-05163 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-14/pdf/2018-05163.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 7600(c) To State That the Qualified Open Outcry (“QOO”) Order is Subject to the Trade-Through Exceptions Outlined in Rule 15010(b) https://regulations.justia.com/regulations/fedreg/2018/03/14/2018-05162.html https://regulations.justia.com/regulations/fedreg/2018/03/14/2018-05162.html Wed, 14 Mar 2018 00:00:00 -0700 2018-05162 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-14/pdf/2018-05162.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Delist the Shares of the iShares Edge U.S. Fixed Income Balanced Risk ETF From Listing Pursuant to Rule 14.11(i) and Approval Orders Issued by the Commission as a Series of Managed Fund Shares, and To Re-List Pursuant to Rule 14.11(c)(4) as a Series of Index Fund Shares https://regulations.justia.com/regulations/fedreg/2018/03/14/2018-05161.html https://regulations.justia.com/regulations/fedreg/2018/03/14/2018-05161.html Wed, 14 Mar 2018 00:00:00 -0700 2018-05161 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-14/pdf/2018-05161.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of a Series of the Cboe Vest S&P 500 Enhanced Growth Strategy ETF Under the ETF Series Solutions Trust Under Rule 14.11(c)(3), Index Fund Shares https://regulations.justia.com/regulations/fedreg/2018/03/14/2018-05160.html https://regulations.justia.com/regulations/fedreg/2018/03/14/2018-05160.html Wed, 14 Mar 2018 00:00:00 -0700 2018-05160 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-14/pdf/2018-05160.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of a Series of the Cboe Vest S&P 500 Buffer Protect Strategy ETF Under the ETF Series Solutions Trust Under Rule 14.11(c)(3), Index Fund Shares https://regulations.justia.com/regulations/fedreg/2018/03/14/2018-05159.html https://regulations.justia.com/regulations/fedreg/2018/03/14/2018-05159.html Wed, 14 Mar 2018 00:00:00 -0700 2018-05159 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-14/pdf/2018-05159.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Transaction Fees https://regulations.justia.com/regulations/fedreg/2018/03/14/2018-05079.html https://regulations.justia.com/regulations/fedreg/2018/03/14/2018-05079.html Wed, 14 Mar 2018 00:00:00 -0700 2018-05079 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-14/pdf/2018-05079.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Transaction Fees https://regulations.justia.com/regulations/fedreg/2018/03/14/2018-05078.html https://regulations.justia.com/regulations/fedreg/2018/03/14/2018-05078.html Wed, 14 Mar 2018 00:00:00 -0700 2018-05078 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-14/pdf/2018-05078.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the Cboe Vest S&P 500® Premium Income ETF Under Rule 14.11(c)(5) https://regulations.justia.com/regulations/fedreg/2018/03/14/2018-05077.html https://regulations.justia.com/regulations/fedreg/2018/03/14/2018-05077.html Wed, 14 Mar 2018 00:00:00 -0700 2018-05077 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-14/pdf/2018-05077.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change To Amend the Complimentary Products and Services Available to Certain Eligible New Listings Pursuant to Section 907.00 of the Exchange's Listed Company Manual https://regulations.justia.com/regulations/fedreg/2018/03/14/2018-05076.html https://regulations.justia.com/regulations/fedreg/2018/03/14/2018-05076.html Wed, 14 Mar 2018 00:00:00 -0700 2018-05076 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-14/pdf/2018-05076.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Eliminate the Fee for an Explained Decision https://regulations.justia.com/regulations/fedreg/2018/03/14/2018-05075.html https://regulations.justia.com/regulations/fedreg/2018/03/14/2018-05075.html Wed, 14 Mar 2018 00:00:00 -0700 2018-05075 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-14/pdf/2018-05075.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 402, Criteria for Underlying Securities https://regulations.justia.com/regulations/fedreg/2018/03/14/2018-05074.html https://regulations.justia.com/regulations/fedreg/2018/03/14/2018-05074.html Wed, 14 Mar 2018 00:00:00 -0700 2018-05074 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-14/pdf/2018-05074.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 402, Criteria for Underlying Securities https://regulations.justia.com/regulations/fedreg/2018/03/14/2018-05073.html https://regulations.justia.com/regulations/fedreg/2018/03/14/2018-05073.html Wed, 14 Mar 2018 00:00:00 -0700 2018-05073 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-14/pdf/2018-05073.pdf